Tag Archive for: United States

The Trumping of US foreign policy

Image courtesy of Flickr user Gage Skidmore

The United States’ presidential campaign, already long and tumultuous, will no doubt become even more so in the coming months, as the two parties’ nominees, now officially selected, face off ahead of November’s election. But voters will have a clear choice before them, especially with regard to foreign policy.

The Democratic Party’s nominee, Hillary Clinton, promises continuity. A Clinton administration would remain a willing partner to America’s friends and allies, and it would make clear to America’s adversaries that the broad tenets of US foreign policy will not change. Current US policy, rooted in strength and guided by pragmatism, has been generally successful in ensuring peace and stability for decades.

Quite a different vision has emerged on the Republican side, with the nomination of Donald Trump. And yet the candidate is a secondary issue—a symptom of the rapid transformation of the Grand Old Party itself, which has been a bewildering spectacle for American and foreign audiences alike.

The GOP establishment spent the primary season wringing its hands, asking how something like the Trump candidacy could happen. For example, in March 2016, hundreds of Republican advisers, representing a broad spectrum of foreign-policy views, signed an open letter expressing their opposition to Trump. While some of these advisers may come to support him this fall, having been ‘reassured’ of his commitment to their views, most will not.

The GOP has produced a presidential candidate with such a dim view of America’s prospects that he thinks the country has entered an abyss from which it may never emerge. While much of the world still looks to the US for wise international leadership, the Republican National Convention in Cleveland, where Trump was formally nominated, projected nothing but fear and loathing.

One of the more striking elements of Trump’s speech at the convention was his attack on the last Republican administration. He characterized George W. Bush as a co-conspirator with Hillary Clinton in various foreign entanglements, such as wars and, worse, trade deals.

Throughout his entire address, however, Trump made no reference to the rest of the GOP’s 162-year legacy. Abraham Lincoln? Forget him. General Dwight D. Eisenhower, a war hero and president who built the interstate highway system that Trump tells us is dangerously dilapidated? Never heard of him. And the delegates seemed to have no problem with these omissions, roaring in approval at every aggressive jab and apocalyptic warning.

Few took Trump, a reality-television star who has never held public office, seriously until he started winning primaries. Now he is the Republican Party’s nominal head and presidential standard-bearer. How did this happen?

Ronald Reagan, the modern-day GOP’s patron saint, once said that government is the problem, not the solution, a dictum that embodied the anti-government animus that has defined the party ever since. It is now a baked-in irony that any Republican running for office would just as soon do away with the government than actually serve in it. Small wonder, then, that Republican voters would nominate someone who had never served in government.

National defense has always been the sole exception to this anti-government view. But even on that issue, the GOP has changed. Trump has indicated that he would flout America’s NATO obligations, disregard institutions of global governance, and treat negotiations with other countries as ceremonies of surrender to US positions, rather than two-way deliberations.

And yet, if the GOP foreign-policy establishment wants to understand where a candidate like Trump came from, its members would do well to look at the behavior of some within their own ranks. Those, like Max Boot, who have often called for the unilateral use of force in global trouble spots, paved the way for him, even if they do not today support him. And others have helped him during his barroom-brawl campaign, as he turns civil policy disagreements into ad hominem attacks.

According to pollsters and pundits, Trump will most likely lose in November. If the last eight years wasn’t enough for Republicans to fix their party, perhaps another four or eight will suffice. One hopes they succeed. American democracy—and US foreign policy—needs at least two major parties, not one in the mainstream and the other on the extreme fringe.

Reverse engineering Australia’s FMS requests

Edited image courtesy of Flickr user origami_madness

On 31 May, yet another Australian FMS purchase approval was listed on the US Defense Security Cooperation Agency (DSCA) website. This new sale is for ‘up to eighty (80) Standard Missiles, SM-2 Block IIIB’, as well as associated engineering and support equipment, at an estimated value of US$301 million. It comes hot on the heels of two recent Australian FMS approvals, for ‘up to 2,950’ GBU-39 Small Diameter Bomb I (SDB-I – US$386m) and ‘up to 450’ AIM-120D air-to-air missiles (US$1.22b).

We’d like to understand the rationale for Australia’s requests, but we haven’t got much to work with. The Defence Department’s publications are light on details, so we have to rely on data we get from the American side via DSCA. Australia’s disclosure contrasts markedly with the open and transparent American acquisition process. We’re left with an incomplete picture, but here are our best guesses.

Let’s start with ‘why SDB-I and why so many’? The USAF budget last took delivery of SDB-Is in FY2011, with a cumulative total of 12,300 weapons delivered (PDF). The USAF operates a total of 1,419 SDB-I capable tactical aircraft (219 F-15E; 183 F-22A; 1,017 F-16C/D) and 82 bombers (62 B-1B and 20 B-2A), and it’s soon to be integrated onto the F-35A. Other than two F-35s in the test pool in the US, Australia has zero such aircraft, which will be the case until at least 2021, when the RAAF’s first F-35As are scheduled to reach initial operational capability.

Meanwhile, the much more capable GBU-53 SDB-II is slated for integration onto all of the USAF’s SDB-I-compatible aircraft, and the USN is aiming to integrate it onto the F-35B, F-35C and Super Hornet. The RAAF has 24 Super Hornets and, if the USN’s integration efforts are completed by 2019 as scheduled, they’d be able to field SDB-II two years before their F-35As can field SDB-I.

SDB-I is cheaper than the SDB-II (US$40k versus US$122k), but that’s an insufficient reason for Australia to buy a less capable and less compatible weapon. It seems an odd decision to seek approval for so many lower capability bombs, and we fully expect a later request for SDB-IIs, but there’s no way to fully understand Defence’s rationale from the information we have.

It’s possible that only a fraction of the approved number will actually be acquired, as the approved number is only an upper bound, and that the initial purchase will be a small number for testing. Some might be acquired later as gapfillers until SDB-II integration onto the F-35 is completed, currently scheduled for 2022, and the weapon is cleared for foreign sales.

Similarly we’re not sure why we need more SM-2s. The USN bought its last eight SM-2 Block IIIB naval surface-to-air missiles (the same missile FMS approved for Australia) in FY2011 (PDF), although the production line has been reopened for foreign customers. The USN is now focused on purchasing the newer SM-6 Block I. The SM-6 has greater speed, range and accuracy than the SM-2, and was identified by Australia at least as far back as 2009 White Paper (PDF) as the preferred weapon for our AWDs. We fully expect a purchase of SM-6 at some future time.

It’s true that the SM-2 is cheaper than the SM-6 (roughly US$1.4 vs. $3.9 million), but Defence has an even more cost effective option: upgrade and reuse the SM-2s they’ve already got. In 2005, Australia sought FMS approval for up to 175 SM-2 Block IIIA missiles (US$315 in then-year dollars). We don’t know (and Defence doesn’t disclose) how many missiles were actually acquired. They have shelf-lives, so it’s unclear how many operational weapons remain, but the USN’s still fielding 25 year old SM-2s, so Australia’s much newer missiles should have years of life left.

The AWDs’ vertical launch systems have 48 missile cells each, with a mixed loadout of SM-2s and other missiles. We know that Defence is modifying its stock of SM-2s for AWD use under project SEA 4000 Phase 3.2, at a projected cost of A$110 million (of which roughly A$66 million has already been spent (PDF)) but we have no indication of numbers. If the full approval of 175 SM-2s was acquired after the 2005 approval, and the RAN receives 80 new missiles, they should have more than 250 SM-2s in total—enough to completely fill five to six AWDs, even though they’re only getting three.

So we can make some reasonable inferences, but overall we’re a bit stumped. Extra war stocks are useful in extended hostilities, but having the newest and best capability in the first place is probably a lot more useful. There might be good reasons why Defence has sought approval for less-capable weapons, but that hasn’t been explained. Given the Australian government’s plan to increase Defence spending to 2% of GDP by 2020–21, the recent trend towards less and lower quality public information is disappointing.

The third offset: opportunities for Australia

Image courtesy of Flickr user Jo Christian Oterhals

The US Department of Defense’s third offset strategy has prompted much discussion since it was first announced in November 2014. The strategy, which has been allocated a US$18 billion budget, aims to ‘offset’ growing Chinese and Russian military capability by investing in game-changing technologies, such as artificial intelligence and autonomous vehicles. Although much of that funding will no doubt end up in the hands of US government research agencies, private research institutes and tech companies, there are still significant opportunities for US allies and partners, including Australia.

In January 2015, Deputy Secretary of Defense, Bob Work, spoke of the importance of interdependence with US allies to achieve the objectives of the third offset strategy. Work argued that, ‘It’s important that we look at this as an alliance. Each of our alliance members have certain key advantages or certain key things that they really, really are good at.’ Australian industry and research institutes offer a number of key advantages, something that has only become clearer in the period since the third offset was announced.

Recently, the Australian Defence Science and Technology Group (DSTG) announced a partnership with Agent Oriented Software, Insitu and Deakin University to develop a prototype robotic teaming system that can autonomously monitor base perimeters. Capabilities such as this align with the third offset strategy’s goal of achieving a new era of human-machine collaboration. The emphasis here isn’t on the exclusion of humans from military operations, but rather the teaming of humans with new autonomous machine capabilities.

There are many examples of Australian researchers and companies developing machines, platforms and IT systems that fit into the broad category of game-changing technologies. At the DSTG Emerging Disruptive Technologies Assessment Symposium last year, a wide range of new capabilities currently in development were showcased. From autonomous unmanned surface vessels to cognitive sensor fusion, and swarm intelligence, there was a diverse array of Australian expertise and knowledge on display. Technological developments in those areas could make a valuable contribution to the third offset strategy and benefit from the significant funding channels that may become available through its large budget.

The third offset strategy could provide significant opportunities for Australian industry and research institutes, but how funding may be accessed is less clear. The Defense Department has already begun engaging industry within the US. Outreach offices are being established in Silicon Valley and Boston to encourage the development of capabilities with a defence application. Much of the funding will also be allocated internally to the Pentagon’s secretive research agencies, such as the Defense Advanced Research Projects Agency (DARPA). One of the most promising funding opportunities may come from the Office of Naval Research, which funds scientific research and industry internationally.

Despite the large amount of funding and a science fiction inspired vision of the future, the third offset isn’t without its critics. Writing for the National Interest, Dan Goure has argued that the third offset is something of a smokescreen to hide the fact that the Obama administration is shrinking the size of the armed forces. The third offset has also been criticised for generating activity without an actual strategy to guide it. Then there’s the issue of the upcoming US presidential election in November, which adds some uncertainty to the ongoing implementation of the strategy. Those are all valid concerns but they don’t undermine the potential impact the third offset may have for defence industry and research institutes, both in the US and abroad.

The impact of the third offset on Australian defence industry and research institutes hinges on effective engagement across the Pacific. Fortunately, Australia already plays host to a number of large US defence companies including Boeing, Raytheon and Lockheed Martin. Likewise, Australian defence companies and research institutes are expanding their presence in the American market and increasing cooperation with research partners.

To maximise Australia’s involvement in the third offset, engagement must also take place at a higher, government-directed level. That raises strategic questions about the nature of Australia’s alliance with the US, but cooperation in the development of new defence technologies would fit with the existing pattern of close military partnership. It may also enhance Australia’s access to emerging autonomous capabilities that would otherwise not be available. Cooperation with the US may result in technological and economic benefits that would be hard to reach if those capabilities were developed in isolation.

Whatever the future holds for the implementation of the third offset strategy, there’s little doubt that the Australian defence industry and research institutes have plenty to offer in the way of game-changing technological capabilities.

The rise of populism in America

Image courtesy of Flickr user Darron Birgenheier

Hillary Clinton began her campaign for the Democratic nomination for president as the undisputed favorite, but Bernie Sanders—a self-avowed socialist—proved to be a significant challenge.  Donald Trump started his campaign for the Republican nomination as an entertaining underdog but rode a tidal wave of support to victory, including beating, early in the race, the odds-on favorite Jeb Bush.  What’s going on in American politics?

I spent my career analysing the politics of other countries, so let me apply some of what I’ve learned to my own country.  Based on my reading of US political polling and of the behavior of American voters themselves, I believe there are three significant dynamics underway in the US that’ve come together to create this particularly unique moment in the history of American politics.

The first and most important dynamic is economic—economic insecurity and inequality.  Inflation-adjusted incomes have fallen for the majority of households in America for a generation.  In a recent poll conducted by the US Federal Reserve Bank, nearly half of those surveyed don’t know where they would get US$400 if they needed it in an emergency.

At the same time, the distribution of income has become much more unequal—a significant deterioration over the last few decades. Income distribution in the US is now among the worst of developed countries.  It has fallen behind both China and India according to the World Bank.

Here’s what’s happening from an economist’s point of view.  There’s an excess demand for high skilled workers (too few of them) and an excess supply of unskilled workers (too many of them).  There are some 20 million people unemployed in the US, most of them unskilled.  And there are four million unfilled jobs, a majority of them requiring skilled workers.  This situation is driving down wages for unskilled workers and pushing up wages for skilled workers.  Why has that been happening?  Fairly simple.  The education system in America hasn’t kept up with the rapid advances in technology and globalisation.

People on the losing end of that dynamic are deeply frustrated, and they spoke loudly during the primaries.  They voted for candidates who have advocated populist approaches to economic insecurity and income inequality.  They voted for Bernie Sanders, who essentially said he would take money from the rich and give it to the poor—income redistribution.  Or they voted for Donald Trump, who said he would fix it by making better trade deals—protectionism to keep jobs in the US.  Together, Sanders and Trump garnered nearly 45% of all the votes cast in the primaries.   

The second dynamic, related to but also broader than the first, is a belief among a majority of voters that the political system has failed the country, that elected officials aren’t coming together, compromising, and making decisions that move the US economy and society forward.  The last two complete sessions of the US Congress (2011–2012 and 2013–2014) enacted an average of 290 laws—only one-third to one-half the productivity of earlier Congresses.  And the number of laws enacted for the current Congress (2015–2016) is running even lower.

Many voters simply don’t believe that career politicians have delivered for the country.  It’s this second dynamic that led so many voters to support non-establishment candidates in the primaries.  Of the 60 million votes cast in both the Democratic and Republican primaries, 35 million were cast for non-establishment candidates—a whopping 58%.

The third dynamic is a fear among some uneducated white voters about the rapid growth in the share of minorities in the population and their growing role in American societybest manifested by Barack Obama’s election as president.  A 2014 study by researchers from Northwestern University found that the shrinking white majority in the country is of concern to many white Americans.  There’s no doubt that Donald Trump’s xenophobic rhetoric has attracted some of those voters.

As we enter the race between Donald Trump and Hillary Clinton for the presidency, it’s clear that Trump has the three dynamics on his side.  For her part, Clinton has on her side those Americans who are concerned about Trump’s shoot-from-the-hip approach to issues and his condemnation of many groups in American society, the unavoidable by-product of his xenophobia.  She also has on her side those Americans—both Democrat and Republican— who aren’t swayed by the three dynamics and who believe her more pragmatic, centrist approach to issues will be best for the country.

The politics of 2016 America remind me of the politics of a good number of other countries that I’ve watched over the years, where similar economic and political problems led voters to look for easy answers and led voters to support candidates with simplistic, populist messages.  The irony, of course, is that in the vast majority of those countries where populists have been elected—Venezuela under Chavez and Zimbabwe under Mugabe come to mind—the problems haven’t been solved.  Indeed, they’ve gotten worse.  In November, we’ll see what direction Americans choose to go.

Letter from Washington: back to the future with Clinton’s foreign policy

Image courtesy of Twitter user @HillaryClinton

When President Obama endorsed Hillary Clinton after she clinched the required number of delegates to become the Democratic Party’s presumptive presidential nominee, he stated that he thought there had never been ‘someone so qualified to hold this office [of President]’ as her. That was a big call, and I suspect a few people may disagree with the President’s assessment.

Notwithstanding this presidential hyperbole, Hillary Clinton has had many years of public service, including as Secretary of State from 2009–2013 during President Obama’s first term. Accordingly, let’s examine (as best as one can) what we could expect in the foreign policy sphere under a possible Clinton administration.

Surprisingly for someone with her foreign policy credentials and who boasts the one million miles travelled and 112 countries visited as Secretary of State, Clinton hasn’t made many statements on that role during her campaign. Of course, that may well be because she wants to distance herself from Obama’s poor standing in foreign policy—according to a recent poll, the president has a disapproval rating of almost 50% on that policy area.

Another reason why Clinton has been downplaying her foreign policy experience during the campaign is because there were no notable achievements under her watch at Foggy Bottom. She confirmed that as much herself when she was unable to identify her major accomplishments in a 2014 interview. And when one does think of Clinton’s tenure at the helm of the State Department, one tends to remember the failed ‘reset’ button with President Putin, her suggestion that Syrian President al-Assad may be a reformer, and the disaster of Benghazi—occasions Clinton would probably rather forget.

A majority of the statements Clinton has made since hitting the campaign trail have been disappointingly lacklustre, with little policy content. The most notable address to date was the ‘major’ foreign policy speech given by Clinton in San Diego earlier this month. It was meant to confirm her national security credentials and demonstrate her superiority vis-à-vis Trump in that domain. Instead, it was a missed opportunity and really a faux foreign policy speech attacking Trump’s confused and confusing thinking on foreign affairs. It was a speech all about Trump—not Clinton.

It was expected that Clinton would deliver a thoughtful and considered foreign policy framework for her first term as president. Instead the speech had virtually no concrete ideas about how she would approach the big issues that would be waiting for her on the first day in the Oval Office. Even Trump had offered more specific policy suggestions during his own speech in April, albeit many were contradictory and erratic.

Still, Clinton did stress in her speech the importance ‘of strong alliances; clarity in dealing with our rivals; and a rock-solid commitment to the values that have always made America great’. While that’s very much a motherhood statement, it’s nevertheless good news for Australia and our region which is becoming increasingly tense. It also dovetails nicely with Clinton’s known interest in Asia and the Indo–Pacific. Her first trip overseas as Secretary of State was to Japan, Indonesia, South Korea and China—four countries which will be key players in the resolution of two of the thorniest unresolved regional issues, notably the construction of heavily-armed man-made islands by the Chinese in the South China Sea and the continued nuclearisation of North Korea. Based on some of Clinton’s past statements, there’s a sense that she would be tougher on China than Obama has been in the last seven years.

A greater assertiveness vis-à-vis China would fit with the Obama administration’s Asia ‘pivot’ or rebalance for which, to most observers, Clinton is considered the main architect. But while the security pillar of the ‘pivot‘ has been more or less on track, the trade pillar, the Trans-Pacific Partnership (TPP), hasn’t been doing so well. Back in November 2012, Clinton had referred to the TPP as the ‘gold standard in trade agreements’ in a speech in Australia. Since then the TPP has fallen victim to the presidential campaign. Pressure from the unions and Bernie Sanders’ pull to the left have forced Clinton to back away from support for the TPP. Not only has she barely referred to it, but when she does it’s to criticise it for failing to ‘raise wages and create more good jobs at home‘. So don’t expect Washington to sign the TPP too soon, if at all, under a Clinton administration. And that would pretty much mean the end of the TPP.

So would the world, and specifically the Indo–Pacific region, be a safer place with Clinton as president? Not necessarily so. She has repeatedly reminded everyone that she would have been tougher than Obama on Syria by arming rebels earlier in the civil war and would have taken tougher measures on Russia following the annexation of Crimea. She’s naturally more hawkish than Obama, who is desperate to be remembered as the president who ended America’s campaigns in two wars (or at least tried to). Moreover, as the first woman president she would want to dispel any (mis)perception that she would be softer than a male president. Some observers believe that this desire to over-compensate could be Clinton’s greatest weakness. So while the world, especially the Indo–Pacific region, would indeed not necessarily be more peaceful under a President Clinton than under Obama, it certainly would be more predictable than under a President Trump.

Trump’s alliance doctrine: we won’t pay

Image courtesy of Flickr user Andrew E. Cohen

The threats to Asia’s future peace of mind: China versus the US, the South China Sea, North Korea—and then there’s Trump.

The Donald is a powerful reminder of the fundamental duality in Asia’s responses to the protections and pressures of the US.

The constant questions about the strategic guarantor go to its strategic strength and the constancy of the guarantee. Trump gives those questions the shrillest edge.

It can be maddening and galling and scary—even for allies and quasi allies—to be pushed around by the Americans. Maybe only one thing is worse—if the Americans departed from Asia.

The greatest peacetime threat to the US alliance system in Asia will come from the US itself—by what it demands or fails to deliver.

Donald Trump encapsulates those conundrums in confronting ways.

Being pushed or threatened by The Donald would be unpredictable and nerve-wracking. What sort of deals would he demand?

The nightmare scenario is that Trump mightn’t have an open mind about Asia, but an empty mind.

Instinct can take you only so far. What if Trump gets a chance to act on his instinct that US alliances in Asia are all give and little get?

The US presidential election has certainly changed the buzz at the annual strategic talkfests in Kuala Lumpur and Singapore. For the first time this decade, it wasn’t all about China.

Come coffee time, Trump is the top trending topic. Not only is Canberra barracking for Hillary, so is most of Asia. Even China can’t decide whether to be delighted or alarmed.

As an example of the cycle of negatives that have Asia in a spiral consider this: North Korea calls The Donald wise and far sighted even though he’s promised to take out the North’s nukes and make Kim Jong-un disappear. Oh, me. Oh, my. Oh, dear.

The reassurance from slightly-embarrassed American wonks is that the US alliances in Asia are between states and governments, not an individual leader. True. But US presidents can make the weather.

A Trump presidency would mean Australia faced a New York doctrine as consequential for our strategic thinking as Richard Nixon’s Guam doctrine.

As Nixon struggled to extract the US from Vietnam, he used a press conference in Guam to announce the terms of the dialogue he’d been having with Kissinger. Henceforth, Nixon announced, US allies would have primary responsibility for their own defence.

No longer would the US bear any burden or pay any price. Nixon didn’t actually do that rebuttal of Kennedy’s inaugural, but that was the message.

Even Kissinger was surprised at Nixon doing it there and then. But the Guam Doctrine it became and it had a huge impact on Australian thinking and planning.

Oz defence ‘self reliance’ was born and has throbbed ever since, in word if not always in deed or dollars.

Trump’s New York doctrine would be delivered in dollar-speak—Guam done from Gotham. Something like: ‘We’re broke. We won’t pay. Now you pay.’

Do the monologue in that NYC accent: Good luck South Korea—65 years is enough. Japan, you know you can afford it. What have the Philippines or Thailand done for us lately? And where is Australia exactly?

Kim Beazley reckons that President Trump would force Australia to redo the 2016 Defence White Paper. In that urgent rewrite early next year, ‘the strategic sections will look very different. We won’t be able to make assumptions about American forward policy.’

Peter Jennings thinks confronting The Donald in ‘we won’t pay’ mode would force Australia to double defence spending from 2% to 4% of GDP.

Now that really is dollar-speak.

Shift from the multi-billion dollar stratosphere to the ‘small change’ that has turned into a mammoth wrangle between Australia and the US—the cost of new housing, toilets and sewerage to be used by the US Marines in the Northern Territory.

The argument is over a sum of about US$150 million.

The struggle—the dunny deadlock—has dragged on so long it has derailed the timeline for the US deployment, knocking sideways the key Australian element of the pivot.

Not enough toilets mean the US is pushing back the schedule to double the annual rotation from the current 1,250 Marines to a 2,500-strong Marine Air Ground Task Force.

Imagine President Trump’s response to that briefing: ‘They won’t even pay for our guys to have a #@&!’

Segueing from toilets to trade, Trump has made trade deals so toxic for the Republicans that he’s sinking the agreement for the Trans-Pacific Partnership.

If the TPP is to be ratified, it’s up to President Obama to get the job done in the last days of this Congress; get it through in the lame duck days or see it treated as a dead duck.

The trade toxins will take years to clear. The fast track authority for the TPP lasts six years, till 2021. That’s both blessing and curse.

Getting the TPP passed by Congress could end up being a job for the President elected in 2020.

The impact of Trump. Even if he doesn’t win—as Asia fervently hopes.

The eagle has landed: the US rebalance to Southeast Asia

The US has been involved in Southeast Asia for a long time. During the Cold War, the region assumed considerable importance as a theatre for countering the strategic threat emanating from the USSR.  However, American interest in this part of the world waned after the collapse of the Soviet Union as more pressing hotspots emerged in Western Europe, the Middle East and Northeast Asia.

All that began to change with the election of President Barack Obama, who entered office committed to winding down US military engagements against the Taliban and Sunni jihadists in the Middle East. Early in his administration, he announced the so-called ‘Asia rebalance’—a reorientation, that became official policy in January 2012 with the release of a new Defense Strategic Guidance.

This so-called ‘pivot’ explicitly recognises the need for America to re-embrace partner nations in Asia, leveraging their significant and growing capabilities to build a network of states that nurtures, strengthens and sustains a rules-based order that’s capable of effectively addressing regional challenges.

In this context, the US has pursued four main areas of cooperation as part of its bilateral and multilateral engagement with Southeast Asia:

  • supporting the development of the ASEAN Community, which was formally launched at the end of 2015
  • buttressing defence reform and restructuring
  • facilitating humanitarian assistance and disaster relief operations
  • providing assistance to address transnational terrorist and criminal threat contingencies.

To be sure, this functional and programmatic engagement is indicative of ASEAN’s increasing importance as a unified collective bloc, the frequency at which large-scale natural disasters affect this part of the world and the existence of a wide range of mutually concerning trans-regional security challenges. However, it’s also very much related to Beijing’s growing power in the wider Asia–Pacific and, more specifically, to heightened Chinese assertiveness in the South China Sea (SCS) and the concomitant threat that this is seen to pose to freedom of navigation in a critically vital maritime trading and energy corridor.

Has the rebalance worked? In one sense it has, by providing the US with both institutional (ASEAN) and geostrategic/ geographical (invested partner nations, basing options) opportunities to balance and offset the rising regional influence of the People’s Republic of China (PRC).

However, a case could also be made that growing American involvement in Southeast Asia (and the Asia–Pacific as a whole) might merely serve to encourage an already paranoid Beijing to adopt increasingly aggressive policies for protecting its self-defined national interests. Moreover, it could be argued that the rebalance has lacked substance, at least in terms of balancing the PRC. While Washington has engaged in a multitude of activities in Southeast Asia, how much these strands have deterred aggression and mitigated attempts at coercion by Beijing is questionable—particularly in regard to the SCS disputes. Here there doesn’t appear to have been any genuine effort on the part of Beijing to resolve ongoing territorial disputes with the Philippines, Vietnam and other claimants. By contrast, the PRC has taken an increasingly belligerent stance, undertaking highly contentious unilateral actions to consolidate and solidify control over all the territories behind its so-called nine-dash line. In this light, a tenable charge could be made that the pivot has largely failed to ensure the emergence of a China that acts as a ‘responsible stakeholder’ in underwriting and buttressing the existing regional order.

Issues of effectiveness aside, perhaps an even more fundamental question is whether the US will continue with its current ASEAN-centric policy as part of a broader program of Asian engagement. Indeed, in an election year that might see a non-Democratic president returned to office, Washington’s priorities may well change and return to a concerted focus on contingencies in Europe and the Middle East. Even if partisan politics doesn’t ‘unbalance’ the pivot to Southeast Asia, fiscal constraints could. Cuts to the defence budget could make the type of large-scale investment needed for underwriting a robust forward presence in Southeast Asia simply untenable.

Assuming that the rebalance survives, it’s clear that a central challenge will be convincing China that the return to Southeast Asia isn’t a thinly veiled strategy of Sino-containment but, rather, an effort to revitalise and strengthen partnerships in a key part of the world. To achieve such an outcome, it would seem that there’s a realistic potential to cooperate with China in the areas of HADR and transnational security as a means of providing the necessary level of confidence to deal with the more sensitive issue of claims in the SCS. More specifically, Washington should impress on Beijing that the two governments share a common need for cooperation to deal with an array of global threats—including many of the cross-border challenges that are manifest in Southeast Asia—and that this would be harder to effect (with deleterious consequences for both parties) in an environment of sustained regional power competition.

Achieving such an outcome will require a nuanced and agile strategy that couples engagement with balancing. The optimal and most sustainable outcome will be the emergence of a regional order that promotes risk-averse behaviour by Beijing and insulates against the type of unilateral action that could quickly escalate out of control to threaten American and local allied interests.

Do we want powerful leaders?

A trend toward greater authoritarianism seems to be spreading worldwide. Vladimir Putin has successfully used nationalism to tighten his control over Russia and seems to enjoy great popularity. Xi Jinping is regarded as China’s most powerful leader since Mao Zedong, presiding over a growing number of crucial decision-making committees. Turkey’s president, Recep Tayyip Erdoğan, recently replaced his prime minister with one more compliant with his drive to concentrate executive power. And some commentators fear that if Donald Trump wins the US presidency in November, he could turn out to be an “American Mussolini”.

Abuse of power is as old as human history. The Bible reminds us that after David defeated Goliath and later became king, he seduced Bathsheba and deliberately sent her husband to certain death in battle. Leadership involves the use of power, and, as Lord Acton famously warned, power corrupts. And yet leaders without power—the ability to cause others to do what we want—cannot lead.

The Harvard psychologist David C. McClelland once distinguished three groups of people by their motivations. Those who care most about doing something better have a ‘need for achievement.’ Those who think most about friendly relations with others have a ‘need for affiliation.’ And those who care most about having an impact on others show a ‘need for power.’

This third group turned out to be the most effective leaders, which brings us back to Acton. But power is not good or bad per se. Like calories in a diet, too little produces emaciation, and too much leads to obesity. Emotional maturity and training are important means of limiting a narcissistic lust for power, and appropriate institutions are essential to getting the balance right. Ethics and power can be mutually reinforcing.

But ethics can also be used instrumentally to increase power. Machiavelli addressed the importance of ethics for leaders, but primarily in terms of the impression that visible displays of virtue made upon followers. The appearance of virtue is an important source of a leader’s soft power or the ability to get what one wants by attraction rather than coercion or payment. Indeed, for Machiavelli, a prince’s virtues should only be apparent, never real. ‘I will even venture to affirm that if he has and invariably practices them all, they are hurtful, while the appearance of having them is useful.’

Machiavelli also stressed the importance of the hard power of coercion and payment when a leader faces a tradeoff with the soft power of attraction, ‘since being loved depends upon his subjects, while his being feared depends upon himself.’ Machiavelli believed that when one must choose, it is better to be feared than to be loved. But he also understood that fear and love are not opposites, and that the opposite of love—hatred—is particularly dangerous for leaders.

The anarchic world of Italian Renaissance city-states was more violent and dangerous than that of today’s democracies, but elements of Machiavelli’s advice remain relevant to modern leaders. In addition to the courage of the lion, Machiavelli also extolled the strategic deceptiveness of the fox. Idealism without realism rarely reshapes the world, but as we judge our modern democratic leaders, we should keep both Machiavelli and Acton in mind. We should look for and support leaders who possess an ethical element of self-restraint and a need for achievement and affiliation as well as for power.

But there is another aspect of Acton’s dilemma besides the ethics of leaders: the demands of followers. Leadership is a combination of leaders’ traits, followers’ demands and the context in which they interact. A Russian public anxious about its status; a Chinese people concerned about rampant corruption; a Turkish population divided over ethnicity and religion: All create enabling environments for leaders who feel a psychological need for power. Similarly, to satisfy his narcissistic need for power, Trump magnifies the discontent of a part of the population through clever manipulation of television news programs and social media.

This is where institutions play a crucial role. In the early United States, James Madison and the new country’s other founders saw that neither leaders nor followers would be angels, and that institutions must be designed to reinforce restraints. They concluded from their study of the ancient Roman Republic that what was needed to prevent the rise of an overweening leader like Julius Caesar was an institutional framework of separation of powers, whereby faction would balance faction. Madison’s answer to the possibility of an “American Mussolini” was a system of institutional checks and balances ensuring that the US would never resemble Italy in 1922—or Russia, China, or Turkey today.

The American founders wrestled with the dilemma of how powerful we want our leaders to be. Their answer was designed to preserve liberty, not maximise government efficiency. Many commentators have complained about institutional decay, while others point to changes—such as the advent of reality television and social media—that have coarsened the quality of public discourse. Later this year, we may find out how resilient the American founders’ framework for power and leadership really is.

Agenda for Change 2016: come on over, y’all

Image courtesy of the Department of Defence

This piece is drawn from ASPI’s forthcoming publication, Agenda for Change 2016: strategic choices for the next government.

Australia’s defence strategy is a topic much loved by academics, and there’s a rich literature about its various evolutions. In the 1960s the posture du jour was ‘forward defence’. Australia was exercised about communist insurgencies throughout Southeast Asia and the ADF was deployed in Malaya, Indonesia and Vietnam. After Vietnam, we got ‘defence of Australia’—effectively a locally focussed strategy gifted to us by President Nixon’s Guam Doctrine. The last few defence white papers have been couched in terms of geographic ‘concentric circles’ with Australia’s security interests and defence posture being defined by distance from our shores.

Not that any of those had much effect on the ADF’s force structure. Regardless of the story being told, the ADF has continued to bear a remarkable resemblance to that assembled by the Menzies government in the 1960s. Budgets have been less resilient to changes of strategic circumstance; the ADF’s size and readiness slowly dwindled during the lean times of the defence of Australia era. Nonetheless, the centrepiece force elements—except for the aircraft carriers—continued on, as Mirages were replaced by Hornets, the Navy’s six Oberon submarines became six Collins boats, and Army moved from Centurion tanks to Leopards. Similarly, the ADF tends to expand when there’s more money. The Howard government’s mining boom fuelled largesse saw defence acquire a slew of capable new platforms, though with no radical departures in the force structure.

So we shouldn’t put much store in the narrative description of Australia’s strategic circumstance and the declaratory defence strategy at the front of white papers—the money and what it’s spent on counts for more. DWP2016 is in many ways more of the same—there’s extra money, so we’ll get more of what we already have. But there’s also a significant difference: this time around there’s a lot more said about Australia’s alliance with the United States and the importance of other partners. That’s in response to the strategic outlook section, which identifies as our major challenge the growing competition between major powers in ‘our region’ (somewhat expansively used to describe pretty much the whole of the western Pacific and half the Indian Ocean).

While not explicit, the strategy that underpins this White Paper is to keep the US regionally engaged to help balance the baleful influence of China (spoken sotto voice). We want the American rebalance to Asia to be real and enduring, and to help make it so we’ll step up our spending to be more like a capable partner than a freeloader. The technologically refreshed and expanded ADF, developed with interoperability in mind, should work well in an alliance framework.

But there’s one other thing we could do that’s technically easy and will cost only a fraction of the promised $195 billion of spending on defence capability over the next decade. Simply, we need to be better hosts to US force elements. We should stop arguing about who pays for the facilities they use in Australia and encourage them to come on down and settle in. We should stump up the cash and be grateful for the strategic bargain we’re getting—a strong local American presence is far better value than an extra submarine or two.

How Trump would weaken America

Donald Trump, the Republican Party’s presumptive US presidential nominee, has expressed deep scepticism about the value of America’s alliances. His is a very nineteenth-century view of the world.

Back then, the United States followed George Washington’s advice to avoid ‘entangling alliances’ and pursued the Monroe Doctrine, which focused on US interests in the Western Hemisphere. Lacking a large standing army (and with a navy that in the 1870s was smaller than Chile’s), the US played a minor role in the nineteenth-century global balance of power.

That changed decisively with America’s entry into World War I, when Woodrow Wilson broke with tradition and sent US troops to fight in Europe. Moreover, he proposed a League of Nations to organize collective security on a global basis.

But, after the Senate rejected US membership in the League in 1919, the troops stayed home and America ‘returned to normal.’ Though it was now a major global actor, the US became virulently isolationist. Its absence of alliances in the 1930s set the stage for a disastrous decade marked by economic depression, genocide, and another world war.

Ominously, Trump’s most detailed speech on foreign policy suggests that he takes his inspiration from precisely this period of isolation and ‘America First’ sentiment. Such sentiment has always been a current in US politics, but it has remained out of the mainstream since the end of World War II for good reason: It hinders, rather than advances, peace and prosperity at home and abroad.

The turn away from isolation and the beginning of the ‘American century’ in world politics was marked by President Harry Truman’s decisions after WWII, which led to permanent alliances and a military presence abroad. The US invested heavily in the Marshall Plan in 1948, created NATO in 1949, and led a United Nations coalition that fought in Korea in 1950. In 1960, President Dwight Eisenhower signed a security treaty with Japan. American troops remain in Europe, Japan, and Korea to this day.

While the US has had bitter partisan differences over disastrous interventions in developing countries such as Vietnam and Iraq, there is a bedrock of consensus on its alliance system – and not just among those who make and think about foreign policy. Opinion polls show popular majorities in support of NATO and the US-Japan alliance. Nonetheless, for the first time in 70 years, a major US presidential candidate is calling this consensus into question.

Alliances not only reinforce US power; they also maintain geopolitical stability—for example, by slowing the dangerous proliferation of nuclear weapons. While US presidents and defense secretaries have sometimes complained about its allies’ low levels of defence spending, they have always understood that alliances are best viewed as stabilizing commitments—like friendships, not real-estate transactions.

Unlike the constantly shifting alliances of convenience that characterized the nineteenth century, modern American alliances have sustained a relatively predictable international order. In some cases, such as Japan, host-country support even makes it cheaper to station troops overseas than in the US.

And yet Trump extols the virtues of unpredictability—a potentially useful tactic when bargaining with enemies, but a disastrous approach to reassuring friends. Americans often complain about free riders, without recognizing that the US has been the one steering the bus.

It is not impossible that a new challenger—say, Europe, Russia, India, Brazil, or China—surpasses the US in the coming decades and takes the wheel. But it is not likely, either. Among the features that distinguish the US from ‘the dominant great powers of the past,’ according to the distinguished British strategist Lawrence Freedman, is that ‘American power is based on alliances rather than colonies.’ Alliances are assets; colonies are liabilities.

A narrative of American decline is likely to be inaccurate and misleading. More important, it holds dangerous policy implications if it encourages countries like Russia to engage in adventurous policies, China to be more assertive with its neighbours, or the US to overreact out of fear. America has many problems, but it is not in absolute decline, and it is likely to remain more powerful than any single state for the foreseeable future.

The real problem for the US is not that it will be overtaken by China or another contender, but that a rise in the power resources of many others—both states and non-state actors—will pose new obstacles to global governance. The real challenge will be entropy—the inability to get work done.

Weakening America’s alliances, the likely result of Trump’s policies, is hardly the way to ‘make America great again.’ America will face an increasing number of new transnational issues that require it to exercise power with others as much as over others. And, in a world of growing complexity, the most connected states are the most powerful. As Anne-Marie Slaughter has put it, ‘diplomacy is social capital; it depends on the density and reach of a nation’s diplomatic contacts.’

The US, according to Australia’s Lowy Institute, tops the ranking of countries by number of embassies, consulates, and missions. The US has some 60 treaty allies; China has few. The Economist magazine estimates that of the world’s 150 largest countries, nearly 100 lean toward the US, while 21 lean against it.

Contrary to claims that the ‘Chinese century’ is at hand, we have not entered a post-American world. The US remains central to the workings of the global balance of power, and to the provision of global public goods.

But American pre-eminence in military, economic, and soft-power terms will not look like it once did. The US share of the world economy will fall, and its ability to wield influence and organize action will become increasingly constrained. More than ever, America’s ability to sustain the credibility of its alliances as well as establish new networks will be central to its global success.