Tag Archive for: DFAT

Australia’s foreign policy: facing up to a new epoch

Image courtesy of Pixabay user qimono.

In a recent speech, a former colleague observed that our strategic environment was more uncertain than at any time since 1945.

The uncertainties included the United States’ approach to its global role, the more so since the advent of Trump; the political and strategic settling point of China; and the risks facing the broader Asian growth trajectory as Asian polities sought to address structural economic challenges. These uncertainties were only the beginning of his list.

When I enquired about prescriptions for these uncertainties, we laughed because of the absurdity of prescribing for the unknown.

A question arises whether the debate on our role in the world—which will be reflected in the forthcoming DFAT white paper on foreign policy—risks raising expectations about a road map we will be unable to fulfill. Foreign policy as practiced by small or medium powers tends to be more about reaction than initiation. But here are a few thoughts.

The first is the most important. The time has come to develop a national mindset in which our international environment is as much a priority as other major government sectors such as the economy, health or education. Of course a new mindset cant in itself provide solutions to problems which have yet to arise. But when they do we will be better able to confront them.

Since World War Two, the most obvious starting point for an independent Australian foreign policy, we have been effective in our international trade diplomacy, and workmanlike in establishing relationships in Asia. We have got through our security policy challenges with the Indochina wars, with Indonesia and with our extra regional ventures in the Middle East.

But because of the reassuring comfort of our partnership with the Americans, external policy has only occasionally been a national priority and when it has, not a sustained one. We have been lazy about addressing our place in the world.

We are entering a new epoch. Australians realize this with an intuitive sense that we must adapt to shifting circumstances. These include the rise of China and other changes in Asia, the immediacy of terror, and a growing realization that the relative power of the US is diminishing.  And now there is Trump. His election has shown that America is no longer quite the same, sometimes aggressive and unpredictable, but nevertheless on our side and with values similar to our own.

When we have had to, Australia has responded effectively to change: WW2 itself and postwar reconstruction; the shift to Asian markets when Britain entered the EU; and the economic restructuring of the eighties.

These responses were not the result of one set of decisions, but of a steady evolution in thinking and a series of incremental shifts. They flowed from a bipartisan perspective and a preparedness to engage with the electorate on the merits of that perspective. We now have to adopt that process in thinking about our external environment. Whether we succeed will depend much on the good sense and persuasive abilities of the political class and its capacity to show sustained leadership. It will also depend on more resources being devoted to effective diplomacy.

The second concept derives from the first. As US House Speaker Tip O’Neill famously said: ‘all politics are local’. However, effective management by the government of our long term interests must not be held hostage to short term domestic considerations. For example, our halt on cattle exports to Indonesia in 2011.

Third, a continued powerful US role in the Asia Pacific is an essential feature of our strategic landscape and ANZUS is crucial to that presence. ANZUS is not, however, a shrine to which an obligatory genuflection is always required. It is only one of several foreign policy priorities.

This leads to the fourth point: the tension between our economic interests with China and our security relationship with the US. In different ways all countries in the region, including Japan and Korea, confront the same issue. It wont be overcome in the medium term. It will just have to be managed, requiring effective consultation within our own community and amongst countries faced with the same challenge.

Fifth, we should accept that the political energy we direct to the US is disproportionately high compared to that which we direct to Asia. But here we risk glibness. The strength of our relationship with much of Asia derives in part from our links with the US. And when we advocate doing more with Asia, we must think of what ‘more’ consists of. Over the years, some of our neighbours have complained of a surfeit of Australian initiatives.

Sixth, while there may be a few grounds for reassurance that under Trump the US will manage some security issues, eg. with China, with more sobriety than had been feared, we cannot be sanguine that Washington will be measured in its approach to the global trade order. We must work with others to temper the Administration’s stated objectives here.

Finally, we must observe the rules of being a middle power. These include avoiding strategic overreach—a lesson we should have learnt after 15 years’ military activity in the Middle East—as well as a clear understanding that the liberal international order and norms with which it has been associated help countries like us. We need to preserve them.

Delivering ‘joined-up’ government: achieving the integrated approach to offshore crisis management

Offshore crisis response requires a higher level of multiagency interconnectedness than ever before. However, the data overload that we all face in the Information Age inhibits networking as much as it facilitates it. To achieve the necessary level of interconnectedness needs individuals and organizations to adopt a completely new way of doing government business.

The British government has adopted the ‘integrated approach’ to differentiate Information Age government from the hierarchical Industrial Age model. The UK Stabilisation Unit, which is a joint program of the Foreign and Commonwealth Office, the Department for International Development and the Department of Defence, summarised the approach as follows:

‘Integration is forming a single multi-disciplinary and multi-departmental team to take on a task. The task may be planning, it may be designing a programme or it may be delivering a project. When asked to work together government departments generally look to liaise or coordinate, to retain their own teams whilst negotiating with other departments. Experience from the field has shown in the complex, fast moving and highly pressurised environment of conflict this does not work. The transactional costs are too high.’

It won’t be easy to achieve such connectivity—government bureaucracies are inherently resistant to change—but the lessons of effective civilian–military–policing integration derived from nearly two decades of constant operations indicate that Australia is well placed to provide a global lead. The high educational standards of our personnel, our strong operational record and the scalable nature of our offshore crisis capabilities suggest that, if any country is able to achieve an integrated approach to effective offshore operations, it’s Australia.

Simply put, Australia’s crisis response capabilities are big enough to be effective but small enough to be efficient. The challenge that government faces is in maintaining a level of preparedness among all of its personnel to enable a joined-up response from the outset of a crisis. Too often in the past, our response to international crises was uneven as different arms of government responded in uncoordinated ways. One of the reasons for this lies in the fact that different government departments and agencies inevitably maintain different levels of preparedness for offshore responses. Contemporary crises arise suddenly, and require greater levels of readiness from a more diverse ‘team of teams’ than in the past.

As the operational tempo has increased over the past two decades, Western democracies have been heavily reliant on the intelligence, flexibility and commitment of civilian planners, crisis responders and diplomats. But these constant demands and the impact of workplace churn have stretched our human capital to the point that civilian capacity is the weakest link in our crisis response frameworks. Henry Kissinger’s observation about the degree of preparation required for senior appointments rings true, as the demands of adaptive leadership require the delegation of policy and decision-making to ever more junior personnel. Kissinger suggested that:

‘It is an illusion to think that leaders gain in profundity while they gain experience … the convictions that leaders have formed before reaching high office are the intellectual capital that they will consume as long as they continue in office. There is little time for leaders to reflect. They are locked in an endless battle in which the urgent constantly gains on the important.’

To privilege the ‘important’, government needs to inoculate its staff against the attractions of just ‘working’ a crisis rather than seeking to resolve it.

Our world has changed and the business of national security preparedness has too. The warning times that we previously enjoyed in the strategic deadlock of the later Cold War have been replaced by the fluidity of the Information Age, where a truck driven by a mentally ill zealot acting outside a traditional command structure can become an instrument of mass-casualty terrorism.

To respond more effectively to the rapid pace of change, we need to learn how to let go of controls that no longer assist in resolving issues. A notable redundant legacy is the rigid command and control structures that suited the requirements of the Industrial Age, but that are of less use when dealing with Information era complexity. At the same time, we need to invest in higher levels of preparedness, so that we’re more able to respond rapidly and effectively to unexpected events. We also need to develop levels of shared consciousness across government to enable the right people to take charge when they need to. Those people will often not be the senior leaders. As short-notice contingencies transition into protracted crises, our responses need to be sufficiently nuanced to adapt to changing circumstances.

An adaptive, learning system of government will recognise what we have long protested: ‘People are our greatest asset’. Our administrative settings need to be away from centralised authority and decision-making, towards systems of governance in which people understand national priorities, appreciate their role in achieving those objectives and feel trusted to do the right thing.

This objective isn’t a utopian ideal, but our models of recruitment, organisation, professional development and knowledge-sharing are currently unequal to the task. Achieving the effectiveness and efficiencies required of Information Age government requires far greater investment in preparedness. We can no longer rely on ‘just-in-time’ ad hoc responses. That’s how offshore operations with initially limited objectives become decade-long commitments. Australian government institutions must:

  • apply leadership that adapts to the fact that power and knowledge are ever more diffuse
  • decentralise decision-making
  • devolve authority
  • integrate learning cycles in core functions
  • develop a higher level of institutional resilience than we could ever have imagined possible

The old rules of centralised planning and public administration no longer apply. We require joined-up government that meets the requirements of a complex age. We need to trust—and we need to reconceptualise what leadership looks like when traditional hierarchies are an anachronism.

10 things you need to know about passport cancellations

Image courtesy of Flickr user wolfgangfoto.

Passport cancellations are one of the few tangible and public measures of how Australia’s going in the fight against terrorism. ASIO made the latest number of passport cancellations public last week, when it tabled its Annual Report to Parliament.

The report states that 62 Australian passports were cancelled over the past 12 months to prevent Australians from travelling overseas to engage in terrorism. That figure is down one third from a peak of 93 cancellations last year—which coincided with the rise of the so-called ‘Islamic State’ or Daesh and its call for foreign fighters—and is back to the 2013-14 level, when 45 passports were cancelled. Numbers haven’t yet dropped down to pre-Daesh single-digit levels.

So while Daesh and other Islamist groups are still attracting foreign fighters, the numbers seeking to travel have waned with the fortunes of those groups. The ASIO report tells us that the decline in cancellations is because fewer Australians are seeking to travel to fight in the Middle East. But there’s still a relatively high number of cases, demanding a lot from Australia’s counterterrorism resources.

Passport cancellations remain a complex and sometimes confusing issue. One of the most prominent cases is Oliver Bridgeman, whose passport was cancelled in February while he was in Syria, soon followed by the issue of a warrant for his arrest. After six months silence—including speculation he’d been killed—Bridgeman’s lawyer says he’s alive and still overseas.

Bridgeman and his family say it’s all a misunderstanding: he’s just a healthy, happy, young surfer and school-leaver working for a children’s charity in Syria, and the government’s actions have left him stranded in a war zone.

Bridgeman provides a useful case study on Australia’s passport cancellations, how and why these can be used, and what happens after.

So here are 10 things you need to know about passport cancellation.

  1. Only the Minister for Foreign Affairs can find someone ineligible to hold an Australian passport. Cancelling a passport is a big deal—as befits an action to deprive an individual of freedom of movement—and is out of the hands of individual government agencies and appointments.
  2. The recommendation must come from a ‘competent authority’— a government entity with appropriate expertise to make the judgement behind the recommendation. In the case of Bridgeman and many others whose passports have been cancelled on terrorism grounds, the judgement was in the form of an ASIO security assessment made by ASIO’s Director-General.
  3. The security assessment is the overall judgement. The Bridgeman family’s lawyer has challenged the information in the security assessment. But the advice to Bridgeman isn’t required to include all the supporting detail—including classified information—used to make the assessment or the Minister’s decision. That has sometimes proven contentious and has been subject to review and legal judgement—including in the High Court—but found to be appropriate.
  4. The cancellation can be based on anticipated future behaviour. A passport cancellation may be preventative. The test in the Australian Passports Act 2005 is ‘suspects on reasonable grounds’ that the person would be ‘likely to engage in conduct’ contrary to security, or might breach Australian law. That’s different from a criminal charge, since no crime need be committed. In addition to protecting Australia’s interests, this measure also helps uphold Australia’s international obligations, such as not exporting terrorism.
  5. Until recently, security-related passport cancellations were rare. The conflict in Syria has attracted a higher proportion of Australians per capita than any other country. Before Syria, passport cancellations were few: seven in 2011-12 and 18 in 2012-13, according to ASIO. In August, Minister Assisting the Prime Minister for Counter-Terrorism Michael Keenan said there had been more than 180 since the Syrian conflict began—including around 50 offshore like Bridgeman—with more every week.  
  6. It can be appealed. Bridgeman’s family have lodged an appeal to the Administrative Appeals Tribunal for a merits review. A request could also be made to the Federal Court (and High Court of Australia) for judicial review of the decision.
  7. Government authorities are constrained in talking about individual cases due to privacy, legal process and protecting classified information. With the appeal process underway through the AAT, along with the separate criminal case, it’s unlikely that authorities will provide commentary outside the legal process.
  8. Citizens retain a right of return. That’s possible without a passport. In Bridgeman’s case, he could return to Australia under a temporary travel document. But having travelled to a conflict zone—and possibly into a declared area—there are security and safety issues at play should he attempt to leave or for any Australian consular staff to contact him.
  9. Arrest warrants are different and have their own high threshold. An arrest warrant results from evidence acquired through criminal investigation. To have an arrest warrant issued, the AFP must have a brief of evidence that’s deemed sufficient to lay criminal charges by both the Director of Public Prosecutions (DPP) and the issuing magistrate. Should Bridgeman return to Australia and face prosecution, we would then have the opportunity to see this play out in court.
  10. It doesn’t necessarily remove the threat. Passport cancellations appear to be an effective inhibitor of terrorism. For those remaining in Australia, in particular, community and professional support may assist a move away from violent extremism. But being denied the ability to leave Australia on their own passport might also encourage a want-to-be foreign fighter to use someone else’s passport, as with Khaled Sharrouf, or refocus their activities back to Australia, as may be the case with Numan Haider. Earlier this year ASIO advised that around 200 Australians were actively supporting Islamic State from home.

In the Bridgeman case, we know that ASIO and the AFP have investigated his actions and associations and consider that they separately meet the threshold for passport cancellation and arrest on terrorism grounds. The Foreign Minister, the DPP and a magistrate agree. All of that remains subject to due process, and the protection of rights under the law. And that makes all such decisions tricky—the application of the law is relatively straightforward when a crime is committed, but anticipatory and protective measures have a different threshold and host of complicating factors.

DFAT defines itself with a White Paper

Image courtesy of Flickr user Antony Theobald.

In producing a White Paper next year, the Department of Foreign Affairs and Trade is challenged to define Oz’s challenges and channel some answers.

One part of the challenge will be what it asks of DFAT’s capabilities.

Foreign spends its days churning out words, so the wordage is no problem. Just the weight.

A once-proud policy leviathan has become more an administrative arm with transactional habits of mind.

The former Oz diplomat, Alison Broinowski, laments that DFAT has become all about the process rather than the policy:

‘Such power as DFAT used to have in the bureaucracy has been eroded by Australia’s increasingly presidential executive structure, in which the Prime Minister’s Department is now a mini-government, with an elite cadre of hand-picked specialist advisers, while DFAT is largely left with the mundane tasks of passports, consular problems, and maintaining diplomatic missions abroad in a state of readiness for Ministerial visits and trade negotiation teams.’

Ground down by budget and driven by ministerial demands, Foreign always throbs to the daily rhythm of the cables and the drama of the day. Can it revive the habit of turning this into long-wave policy with tidal heft?

Time to step beyond transactional to do a bit of transformational thinking.

As either Einstein the genius or Yogi the baseball coach once opined: ‘In theory, there’s no difference between theory and practice. In practice, there is.’ DFAT must lift its eyes from the daily practice and theorise about where current practice will take us.

The habit of expecting DFAT to think small has spread beyond the Casey Building. I was surprised to see Daniel Flitton—a correspondent with a consistently high aim—taking the cheap shot about the White Paper being ‘a wasteful attempt to channel Nostradamus.’

On the contrary, this isn’t a distraction from the main game—this is the main game. Use the wonderful quote from as hard-edged a realist as ever wielded power, Otto von Bismarck: ‘The statesman’s task is to hear God’s footsteps marching through history, and to try and catch on to His coattails as He marches past.’

Julie Bishop setting her top people to ponder which way history is stepping is an excellent use of scarce resources and precious time.

Where Defence White Papers are ever an argument over the dollars, the DFAT effort is going be judged by the accuracy of the description, the quality of understanding and the sharpness of the prescriptions.

For any writer or thinker or bureaucrat this is a tough, terrifying order: ‘Here’s a blank sheet of paper. Peer into the future and give us your best judgement. Oh, and make sure you get it right. This needs to be a map for the next decade and more.’ Some days you earn your pay.

DFAT must stroll into Lawrence Freedman territory. In his marvellous history of Strategy, Freedman opines that strategy is ‘the art of creating power.’ Wonderful—art, creation and power. More than that, though, Freedman develops the idea of strategic scripts, the concept of ‘strategy as a story told in the future tense.’

Confronting a tense future, Australia needs refreshed scripts written in the future tense.

The politics of producing white papers—and trying to own national interest—shouldn’t obscure the truth that this resurrected Liberal habit of producing Foreign and Trade White Papers should become a Canberra tradition.

The need to build a DFAT practice of regular White Papers will honour the Canberra effects achieved over 40 years by seven Defence White Papers.

Even where those Defence Papers are remembered as failures—especially the follow-on failure to spend the cash promised—they’re still important milestones.

DFAT has to get into the White Paper habit, while understanding the need for quality, not just quantity. The unhappy history of three rapid-fire Defence White Papers—2009, 2013 and now 2016—is instructive.

As Defence well understands, more and frequent doesn’t automatically equate to better. The gush of White Paper merely indicates that the questions are getting harder.

DFAT should step up to help.

Foreign can take some notes from the problems with Kevin Rudd’s 2009 Defence White Paper, Julie Gillard’s 2012 Australia in the Asian Century White Paper and Gillard’s 2013 Defence White Paper.

Beyond the failure to align money with policy, these were the products of Labor governments that couldn’t persuade themselves of what they were proclaiming. The lack of follow-on cash merely shouted the lack of conviction.

As an orderly and thorough politician, Gillard knew she needed a Foreign and Trade White Paper. She just couldn’t get it out of DFAT while Kevin Rudd was her Foreign Minister.

Instead, the Asian Century White Paper was produced by the PM’s Department and written by the former head of Treasury, Ken Henry. It was interesting to watch Dr Ken discover Asia.

As far as it went, Henry’s description of Australia’s Asian future was spot on, driven by a trade-infused liberal-internationalist fervour.

As a long-term policy prescription, though, it failed the fizz test—even before the Abbott government wacked it with an axe.

DFAT’s White Paper needs to reanimate the Asia enthusiasm without mentioning Dr Ken. Gillard and Rudd could see that big picture but they couldn’t sell it because they were two politicians at war.

Bishop, by contrast, has the chance to produce a policy that plays to her Prime Minister’s strengths. And DFAT has a chance to show it still has strengths.

To be continued…

Australia and aid: from superpower to superwimp

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Part of the Canberra fun is to ponder the public mysteries.

Something big happens in full view, centre stage, with all the lights up and every key moment revealed. After the crescendo, as the scenery is struck and the caravan moves on, the head-shaking conclusion is puzzlement: What was that? Why did that happen?

Tony Abbott is a great mystery moment. A prime minister is elected with a thumping majority. The logic of Oz electoral history proclaims a government set for at least three terms. Instead of a decade, Abbott is gone in two years! What??

Last week I helped prod the cadaver of another Canberra mystery. For wonks, aidies and foreign affairs tragics this is a puzzler: How did Australia go from aiming to be a Development Aid Superpower in 2010 to become a Superwimp?

I pondered the power-to-wimp quandary first at the Australian Institute for International Affairs, discussing draft chapters for the 12th book in the AIIA series (starting at 1950) on Australia in World Affairs. One chapter in the next volume will be on the Aid puzzle.

Then, serendipitously yet separately, I sat down to talk to an intellectual explorer from the Australian National University writing a PhD on the power-to-wimp phenomenon. What follows are my thoughts on the mystery—all bystanders are blameless.

First, some credits for this frame. As Australia gushed gold into aid not so long ago, Ben Reilly conjured the image of Oz as Aid Superpower. Ben commented in 2012, the Australian voter was entitled to be confused:

‘Over the course of a decade, with almost no public debate, Australia has apparently transformed its international priorities, becoming an aid powerhouse, a foreign affairs lightweight and—if current spending levels are maintained—a military minnow.’

Mark that the most brief of sliding door moments. My formulation at the AIIA was we’d gone from superpower to wimpout. Ramesh Thakur instantly sharpened this to superwimp. Always steal from the best and make it your own!

Now let’s look at What Happened? before we get to Why?

In 2005, Australia was noodling along spending $2 billion a year on aid, most of it in the South Pacific. The Indian Ocean tsunami and the deployment to Solomon Islands had caused cash surges, but essentially aid ticked over on a slow-growth drip. That year John Howard went to the UN Summit. Channelling Millennium-ism, the Prime Minister announced aid would double to $4 billion by 2010.

When Kevin Rudd became Labor leader, he pushed harder, committing to spend 0.5% of Gross National Income on aid.

At the 2010 election, what I dubbed the ‘new golden consensus on aid’ was embraced by the Labor government and Liberal opposition. In the Press Club foreign affairs election debate, it was striking how the Millennium Development Goals were part of the opening statements of the minister, Stephen Smith, and shadow minister, Julie Bishop. Both underlined their promise to lift spending to reach 0.5% of GNI by 2015-16. Golden consensus gushed gold.

They’d broken a key political rule: commit to a figure or a date, but never both. Nominating the cash/percentage target and the deadline date created a hard-to-fudge pledge. And they’d set a goal just five years away. The aidies became a special and protected species in the Canberra jungle.

To hit the 0.5% figure, budget forward estimates redoubled aid to $8 billion by 2015-16. Assuming the golden consensus kept glowing and economic growth hummed, aid would reach towards $10 billion by 2020. Annual aid spending would be heading towards a third of what went to Defence.

It was all there in the forward estimates. I mused in 2010 about the creation of a Minister for Aid and Development, even hypothesising that this big, rich spending beast could migrate from Foreign Affairs to the Prime Minister’s Department. The superpower aid department would gravitate towards the centre of power.

Then, in a matter of mere policy moments, the wimpout. Julia Gillard started slicing at the golden consensus; Tony Abbott smashed it. True to the Abbott view that those running policies he dismantled should share the punishment, AusAID was swallowed by DFAT.

So from AusAID to WasAID.

Now the mystery question: Why?

Coming from completely different places, Howard and Rudd created the golden consensus.

In 2005, Howard was in a supremely happy place after nearly a decade in power. Australia had sailed through the Asian financial crisis and the US dotcom crash. The mining boom delivered the greatest terms of trade dividend ever. The government paid off all debt. On 21 April, 2006, the Treasurer proclaimed Australia to be Debt Free.

To rework a Dire Straits song, Australia’s leaders had money for nothing and kicks for free. Howard hit the aid accelerator then Rudd bolted on the supercharger.

The flaw in the golden consensus was that it was broad but shallow. Doubt the strength of political harmony that hasn’t been argued into existence and fought to a draw. No conflict means no true settlement. The polity hadn’t thought what an Oz aid superpower would mean and quickly decided not to spend the money to reach this unimagined place.

Labor accuses Abbott of destroying the aid consensus. Don’t believe it. The tacit consensus is to noodle along at $4 billion annually (thanks, John Howard). The new consensus resembles the previous model—in place of debate, again there’s ellipsis…

The new consensus serves political self-interest and it’s cheaper being a superwimp.

As a previous generation of Oz politicians promised to spend 0.7% of GDP on aid, so this generation will make 0.5% of GNI a long term pledge: the term will be mentioned, the pledge will be embraced, and it will be long off.

Canberra questions why Australia should join ASEAN

DFAT

The proposition that Australia should spend the next decade seeking observer status in ASEAN will get lots of kicks in Southeast Asia. However, the kicks in Canberra about joining ASEAN are nearly as hard.

Canberra’s argument of defeat runs that ASEAN would just say, NO! So why would we ask? And why would we want it anyway? See my previous column for the case for the affirmative.

Now to consider the negative side, as seen by the Canberra system: seeking ASEAN membership—even the half-in position of observer—would consume a lot of time and effort, complicate the relationship with ASEAN, and not produce the result requested.

The DFAT view is that Australia should put all its weight into making the East Asia Summit stronger and better. Seeking to operationalise the EAS is all about working with ASEAN, not opening a new front with a quixotic quest that will fail.

Those are strong arguments. Yet they’re arguments about the old ASEAN and the old Australia. And perhaps a disappearing Asia. The perspective is drawn from the experience of the last 40 years, not necessarily what we might need in coming decades.

The ‘no’ case misses the potential benefits by peering too closely at the difficulties. Further, the refusal to even contemplate such an initiative underestimates Asia’s changing times. All sorts of diplomatic shifts and adjustments are a-coming.

Asia’s balance of power is on the move. Who now writes the rules? The dark view is that Asia’s complex security tapestry ‘has been unravelling for some years and the rate of deterioration may be accelerating.’

The changes inside ASEAN are nearly as dramatic—at least compared to the way ASEAN used to operate. ASEAN is having to adapt, ready or not. Time for Australia to adapt as well.

The Canberra case for the negative, as seen by the Foreign Affairs Department, has been offered in some detail by Bob Carr (Foreign Minister 2012-13) in his memoirs.

In November, 2012, Paul Keating gave this speech calling for Australia to join ASEAN.

Responding to Keating, Foreign Minister Carr gave the classic the-time-is-not-ripe answer:

‘Yeah, the day might come, but they’re very proud, the 10 ASEAN nations are very proud of what they call ASEAN centrality. And you don’t force your way in to a community before time. To be right before it’s appropriate is to be wrong. The day could well come, but I suspect now is not the time. But again this is where Paul Keating has been very, very useful, he’s challenging us to think about a different future, about different arrangements in the future. I would not want Australia to put its hand up to seek membership of ASEAN at a point where the 10 ASEAN nations focused on ASEAN centrality, focused on some of the challenges in South-east Asia, the emergence of Myanmar towards democracy, for example; or the disputes over territory in the South China Sea, were not ready for an Australian admission.’

Carr wrote that this prompted Foreign Affairs to jump. One of those moments when the ‘department springs to life in ways that reveal its hidden personality.’ Up came a ministerial submission from DFAT asking Carr to clarify that, ‘Australian has no plans to seek or even consider membership even in the long term and that doing so is not nec­essary to pursuing closer engagement with the region.’

Carr recorded:

‘The sub­mission says membership of ASEAN would ‘subordinate aspects of Australian foreign policy to ASEAN. It would require Australia to refrain from any real criticism of ASEAN governments (e.g. on human-rights issues) and from putting forward alternatives to ASEAN positions. It would require Australia to accept other ASEAN countries, notably the ASEAN Chair, representing Aus­tralia in discussions with external parties such as the United States, China and international organisations.’ It then goes on to warn that membership of ASEAN would involve with it Australia having to set up an ASEAN National Secretariat to implement ASEAN decisions at the national level and that in general it would cramp Australian independence. It also warns that ASEAN countries would be strongly opposed to Australia joining. It says the Singaporean High Commissioner was twice asked informally if recent public commentary is as a result of policy consideration with the Australian government.’

So the essential case:

Base argument: ASEAN would say ‘no’.

Minor point: ASEAN membership would involve a lot of work for diplomats.

Major point: Australia would subordinate itself to ASEAN.

To be continued…..

Australia’s humanitarian response to the Syrian crisis

Lebanese Town Opens its Doors to Newly Arrived Syrian Refugees

A recently released Department of Foreign Affairs and Trade evaluation details some successes but also highlights shortcomings in Australia’s humanitarian response to the Syrian crisis. While Australia was an early-responder to events in Syria, overall Australia’s response has been characterised by a lack of effective planning and unpredictability in the availability of aid funding. As the conflict enters its fifth year, Australia has provided 14 separate partners with relatively small amounts of funding across 54 allocations at varying times. This means Australia’s aid partners haven’t had any certainty on when, what and how much they expect to receive from Australia in funding, compromising their impact in the field.

Additionally, the amount Australia has provided in humanitarian aid to Syria from mid-2014 to mid-2015 has dropped from $53.7 million to less than $8.8 million and there has been no documented strategy on how or why certain programs were funded. As humanitarian requirements in Syria grow and change due to the complex and ongoing nature of the crisis, DFAT’s lack of a documented strategy regarding the $130 million already spent not only affects the ability of our humanitarian partners to deliver effective programs, but also raises questions regarding the value for money the DFAT aid delivers.

Aid as a counter-terrorism measure.

A concern for Australia, as well as many other donor countries, has been the threat posed by foreign fighters returning from the Syrian conflict or homegrown terror attacks inspired by the likes of ISIS. Given that many Western countries are now directly involved in military action against ISIS, an increasing number of foreign fighters may view their circumstances through the prism of a global war. This places countries in the military coalition—such as Australia—at greater risk of blowback.

Counter-terrorism research increasingly shows that punitive measures alone are ineffective in tackling terrorism and that they must be combined with non-coercive programs. A recently published policy paper by the Brookings Institute suggests that rather than over-relying on punitive measures to combat terrorism, increasing funding and involvement in humanitarian programs that aim to help people affected by the conflict in Syria has the potential to de-radicalise a significant portion of foreign fighters who were originally motivated not by violence, but by a genuine desire to defend the Syrian people against the brutality of the Assad regime. Older research by AidData also suggests that foreign aid has the ability to decrease incidents of terrorism especially when the funding is targeted towards sectors such as education, health, civil society and conflict prevention.

Recent changes to federal counter-terrorism legislation are insufficient in themselves to deter Australians from fighting in Syria or preventing attacks at home. A more nuanced approach that couples appropriate domestic legislation with a clear humanitarian strategy for Syria, which focuses both on immediate humanitarian requirements as well as medium to longer-term community resilience and development is necessary for counter-terrorism measures to be more effective. Resilience and development projects could include civil society development and increasing the rule of law within liberated Syrian communities, providing children with access to education as a normalising measure and an increased focus on livelihoods and creating economic opportunities in refugee populations.

 Value for money of Australia’s humanitarian spend on Syria.

In 2015, the UN has requested a staggering US$8.4 billion to help 18 million people within Syria and the immediate region. This is the largest humanitarian appeal in UN history. While the primary objective of humanitarian spending remains to help people in need and alleviate suffering, both donor countries and the taxpayers that contribute to government coffers have a right to expect oversight and value for money from the programs they fund.

The recent Federal budget announced a further $1 billion in aid cuts in 2015/16. The budget also confirms an additional $2.7 billion of cuts in 2016/17 and 2017/18. Funding to the Middle East and North Africa region, including Syria, has been one of the hardest hit, again halving from $8.8 million in 2014/2015 to a projected $4.2 million in 2015/2016. By 2016/17, Australia’s total international humanitarian assistance as a share of Gross National Income will fall to 0.22% – the lowest in recorded history.

The shortage of allocated funds is a concern considering the scale and impact of the crisis. However, if the trend continues, value for money would be better achieved if Australia developed a clear strategic plan for its humanitarian spending that addressed short, medium and long term concerns in tandem. Such a plan needs to remain agile, but could include consolidating the number of humanitarian partners DFAT uses in the region focussing on fewer partners who have a long-standing presence and well-established capacity in the region. This would reduce transaction costs and optimise the money being spent. Additionally, specific levels of funding could be provided at regular intervals to partners to help augment more reliable and dependable program delivery while still allowing DFAT the capacity to contribute emergency top-ups if an incident, such as a winter storm or an increase in violence in a certain area, occurs.

Developing a clear humanitarian strategy for Syria.

Considering the widening gap between Australia’s funding commitment and the obvious need, there’s an increasing imperative for DFAT to develop a clear and more targeted strategy for Syria. This is not only a humanitarian imperative given the extent of the crisis, but will also better serve Australia’s own domestic counter-terrorism policy interests and offer greater value for money for the Australian taxpayer.

Tasting the new DFAT omelette

Labor has made no promise to 'unscramble' the DFAT omelette

Some costs and benefits of Australia’s Foreign Affairs revolution are clear.

The revolution was DFAT swallowing AusAID (Pre-FAT eats WasAID, in Casey Building argot), crunching together diplomatic pinstripes and aidies.

A benefit for the Abbott government is that the noise of the integration was a scrap of cover for the final slaying of the golden aid consensus. So ended an unusual era when large injections of dollars pumped up Oz aid and AusAID. Reversing the gold flow to aid contributed $11 billion to budget forward estimates, giving Oz a world ranking for aid trashing. Polls show that taking 20% of the savings out of the one percent of the budget going to aid didn’t disturb voters. Read more

Aidies, pinstripes and DFAT’s cultural revolution

To write of bureaucratic culture is to venture into fog and quicksand and risk returning with mud and mush. Yet in understanding a power town like Canberra, culture offers answers not delivered by legal tomes or political theory. So this post is about culture—a nebulous element that can be decisive.

The previous column saw the integration of AusAID into the Department of Foreign Affairs and Trade as the greatest revolution in Australia’s foreign policy bureaucracy since 1987.

A later column will look at what Australia has lost and gained as DFAT swallowed AusAID (and it will be a discussion of capacity and culture, not just aid dollars). To set that up, consider the cultural revolution—the ‘integration’ of aidies with the diplomatic pinstripes. Read more

No seat at the table, but Australia still has interests at stake

Australia’s rotation off the UN Security Council on 31 December 2014 occurred quietly and without fanfare—a marked shift after six years of campaigning and serving. The foreign minister released a media statement highlighting many of the achievements that took place during the two year term. There has been praise from commentators and diplomats alike about Australia’s successful term. Even the last minute ‘no’ vote on an imposed negotiated solution to the Israeli–Palestinian conflict—the only ‘no’ vote cast during Australia’s two-year term—is unlikely to diminish Australia’s record as a substantive contributor to the Council. But what now?

Presumably some analysis is taking place within DFAT and across government about what Australia did well on the Council and possibly even when the government might consider running again for another non-permanent term. But as diplomats rotate and staff move on, there’s a risk the institutional memory garnered from two years working on the Council will be lost quickly. Read more