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Thinking big about northern Australia’s national security posture

What a difference a year can make, so the saying goes. In August 2019, ASPI published Strong and free? The future security of Australia’s north. Since then, Australia has battled bushfires, wild storms and a global pandemic, and the defence strategic update has made fundamental changes to our strategic thinking. Today ASPI launches the North and Australia’s Security program’s latest report, Thinking big!’ Resetting Northern Australia’s national security posture.

The 2019 report argued that more federal government policy attention was needed if northern Australia was to be ready to support future defence operations and contingencies. It also argued that there’s a need to reconceptualise northern Australia—defined as those areas north of 26° south of the equator—as a single, scalable defence and national security ecosystem.

The report called the concept ‘FOB (forward operating base) North’ and outlined in broad brushstrokes the requirements for developing an ecosystem to deliver integrated support to current and future defence and national security operations. The FOB North concept focused on creating a vision of northern Australia and its defence infrastructure being in a state of readiness to support a range of defence contingencies with little warning.

By late 2019, Australia was already key political, military and economic terrain in a new era of major-power competition that spans security, technology, economics and politics.

At the same time, as highlighted by ASPI’s Robert Glasser, climate change has continued to drive increases in the frequency and intensity of extreme weather events and natural disasters domestically and regionally. We’ll need to be prepared, on short notice, to provide disaster response and humanitarian assistance to support our neighbours. At the same time, we need to be ready to evacuate our citizens from across the region, if not the world, in the face of more frequent natural disasters and political turmoil.

Over the past seven months, the Covid-19 pandemic has rocked the world, with effects and implications that reinforce the strategic value of our north. Beyond the successes of our direct pandemic response and the rapid, large economic stimulus that has cushioned people and businesses from the worst of the economic damage, Covid-19 has brought some painful lessons for Australian policymakers.

In addition to its immediate health challenges, the virus’s second-order social, economic and geopolitical impacts have exposed numerous fault lines in Australia’s national security arrangements, across our economy, our infrastructure and the industry that we would need in future crises—health and natural disasters as well as military crises and conflicts.

While the full economic, health, social and geopolitical impacts of the pandemic (and indeed their duration) are yet to be realised, there are already many national resilience and security lessons. Australia’s 30 years of economic growth have led to an almost religious belief in globalisation and good luck—a dangerous combination.

In the meantime, without a socially and economically prosperous northern Australia, there will be insufficient industry and infrastructure support for future defence operations, including regional engagement and power projection.

Alternatively, we can act to ensure that the north contributes to building the more regionally active, more offensively capable ADF that Prime Minister Scott Morrison envisaged when he launched the defence strategic update, and so use our strategic geography to help deter conflict and support regional prosperity and security.

While this latest report focuses primarily on the need to ‘think big’ about nation-building in northern Australia, it also engages with the reality of Covid-19 and the lessons that this pandemic has provided.

Defence’s real and financial commitments to northern Australia are critical to Australia’s broader national security and economic development, and an economically and socially prosperous northern Australia is essential for our national security. The second- and third-order impacts of defence spending serve to inoculate against the social implications of economic recession, reduce the possibility of foreign interference and contribute to social cohesion.

The report makes the case that while defence spending is vital to northern economies and nation-building, it’s focused more on the defence organisation’s more narrowly conceived portfolio of capital investments in bricks and mortar rather than on much-needed broader national security and economic decisions.

Northern Australia needs people, infrastructure and investment. It needs a critical population mass that will allow it to become sustainable and grow further. While defence spending has a place here, it ought not be considered the sole source of national security investment in the north.

Defence can’t, of course, be the sole designer of the kind of nation-building investment that’s needed. While Defence isn’t the only answer, there is room for consideration of how defence spending can assist national security and nation-building. It should be part of a broader strategy, which shouldn’t end up solely promoting sugar hits of economic investment that have little impact on underlying resilience and prosperity.

A paradigm shift in policy thinking on northern Australia is necessary to achieve the kind of national security and resilience we need.

The report argues that there’s a need for the federal government and the Northern Territory, Queensland and West Australian governments to take a more holistic perspective on northern Australia’s critical economic and national security role. The Australian government needs an integrated national and economic security strategy that encourages collaboration and synchronisation with state and territory governments.

Veteran diver: Rescue contract dispute puts Australian submariners at risk

Last week Defence announced that the Royal Australian Navy’s contract for a new submarine rescue system is on the department’s ‘project of interest’ list. US company Phoenix International may receive millions of dollars in compensation after a report recommended that the contract it was awarded be terminated. Defence has assured the public that the delays ‘do not impact our ability to provide an ongoing submarine rescue capability for our submarine fleet’. That’s wrong.

For starters, Australia has a responsibility to ensure the safety of its submarine crews.

As the material quality of submarines has improved, accidents have become less frequent. When they do occur, though, they attract a lot of attention. Almost exactly three years ago, the Argentinian submarine ARA San Juan disappeared with all hands and the global submarine rescue community mobilised on a scale not seen since the loss of the Russian submarine Kursk in 2000.

Many navies can operate collaboratively to meet their rescue responsibilities. But Australia’s geographic isolation creates an obligation for a sovereign capability, since the amount of time it would take for any other country’s system to react, transport and mobilise exceeds the ‘time to first rescue’, which is usually 72 hours from the time of an accident.

If a submarine sinks and can’t surface, it’s because it has taken in more water than its buoyancy can address. Submariners are trained to escape individually through an escape tower (similar to an airlock), but beyond a depth of 180 metres (approximately equivalent to the continental shelf), a submarine rescue vehicle is necessary.

The rescue vehicle, fitted with a skirt that resembles an inverted teacup, is positioned on the flat surface (or seat) surrounding the escape tower. Pumps are used to reduce the pressure inside the skirt so that the vehicle is ‘stuck’ to the seat by hydrostatic pressure. Once the water is pumped out, the hatches are opened and survivors transferred into the rescue vehicle. The vehicle then returns to the surface and those rescued are transferred to a support vessel.

Australia established its submarine escape and rescue project in 1994. In just 13 months, the project delivered a complete capability centred around a tethered remotely operated rescue vehicle, known as Remora, and a comprehensive hyperbaric transfer and treatment system. Remora could be used to rescue survivors down to the collapse depth of the Collins-class submarines and could operate in all the environmental conditions that prevail in Australia’s submarine operating areas.

Sadly, Remora suffered a severe mishap in 2006 and, after its two crewmen were rescued, sank to the seabed. Although recovered and restored, it was refused certification.

In its place, the government acquired the services, based in Australia, of the UK’s LR5 piloted submersible, which had just been superseded by the NATO submarine rescue system. LR5 can accommodate 16 distressed submariners at a time and can make up to eight trips to the target submarine before it needs to recharge its battery, meaning a rescue capability of 120 personnel.

Since 2009, submarine rescue firm JFD has maintained, operated and upgraded the system. It is now approaching the end of its lifecycle. As a result, in 2015, the government approved project SEA 1354 Phase 1 to deliver a submarine escape rescue and abandonment system, or SERAS, capability that will be compatible with the new Attack-class submarines before LR5 reaches its end of life in 2024.

LR5 is not the solution for SEA 1354 but, in the absence of a workable arrangement to deliver the new SERAS, it may become the gap-filler. There are several areas where its operating limitations give cause for concern.

The most serious of these is that the LR5’s maximum operating depth of 425 metres is about 25% less than the crush depth of the Collins-class submarine. While the area between 425 metres and crush depth could be small in some places because of the slope of the seabed beyond the continental shelf, such a situation would be unacceptable to the offshore oil industry, for example.

If a submarine sinks in water too deep for the rescue vehicle but too shallow to be crushed, a nation should possess the capability to rescue the survivors.

Should a submarine accident occur, this capability gap would require mobilisation of the US Navy’s submarine rescue system. It would be a struggle to mobilise that system to Australia within four to five days of an accident.

The system proposed for SEA 1354 by Phoenix International is a follow-on capability—essentially a third-generation Remora controlled remotely from the surface. The proposed design would comfortably exceed the depth requirement for the Collins and Attack classes and feature a launch and recovery capability in all expected sea states. It would also be able to ‘mate’ at any angle up to 60° in all prevailing currents where Australia’s submarines regularly operate.

The cancellation of the contract will delay the introduction of a new rescue capability for five or six years. The LR5, which is unsuitable anyway, will be out of service in 2024 and Australia will be dependent on other countries’ submarine rescue systems with little prospect of achieving an acceptable time to first rescue of 72 hours in the event of an accident.

Defence needs to work towards a solution with the current contractor and rationalise some of the features of the contract described as ‘inappropriate’ in the report written for Defence. Negotiations between the government and the contractor must progress more quickly for such a serious capability requirement.

A more radical approach, akin to that taken with the Remora project, is needed. There will be solutions to the engineering requirements that seem to be at the heart of the problem and Defence may need to call for more internal assistance to help the navy achieve this. A traditional approach to procuring a new submarine rescue system would not only cost hundreds of millions of dollars, but also take time, a commodity that is in short supply.

Winning hearts and likes: Foreign affairs, defence and Facebook 

For defence officials and diplomats, digital media, and specifically social media, have become an unavoidable aspect of their operations, communications and strategic international engagement. But the use of those media isn’t always understood or appreciated by governments.

Facebook has become crucial. With some notable exceptions (such as China), in many places (like some Southeast Asian countries), Facebook is so popular that it’s often roughly synonymous with the internet. Facebook pages provide opportunities for defence forces to communicate with the public and, at least as importantly, for the public to express their gratitude, admiration and affection for their defence forces. In contrast, diplomatic Facebook pages are targeted at, and receive attention from, foreign publics.

In my new ASPI report, Winning hearts and likes: How foreign affairs and defence agencies use Facebook, I argue that the Australian government should use social media far more strategically to engage international audiences—particularly in the diplomatic and defence portfolios. In order to generate lessons, my report makes comparisons between Australian government pages and their counterparts in the US, the UK, New Zealand and Canada.

While the Department of Foreign Affairs and Trade and the Department of Defence both use social media, including accounts managed by diplomatic posts overseas and by units of the Australian Defence Force, both departments can improve how they reach and engage online. More importantly than the content, online engagement is dependent on the strength of the ties between the senders or sharers and the recipients of the content. For both departments, improving those online ties is vital as they seek to influence.

It’s important to note, however, that their use cases and audiences are different. DFAT’s audience is primarily international and varies by geographical location. Defence has a more local audience and focus.

The data shows that things like geography, population size and per capita GDP matter. An important finding of this research, for example, is that for Australian officials Facebook appears to be more useful for public diplomacy in developing countries that are small, young and geographically close to Australia. Also, countries that are closer to one another or more strategically intertwined are more likely to follow embassy and consulate Facebook pages (for Australia, Timor-Leste; for the US, Mexico and Iraq).

Both DFAT and Defence should review outdated digital strategies, cross-promote more content and demonstrate transparency and accountability by articulating and publishing social media policies. Both departments should create more opportunities for training and the sharing of skills and experiences of public diplomacy staff. They should refrain from relying solely on engagement metrics as success measures (that is, as a measure of an individual’s, usually senior staff’s or heads of missions’, level of ability or achievement).

DFAT should remove the direction for all Australian heads of mission overseas to be active on social media. While this presence is indeed useful and boosts the number of global government accounts, if our ambassadors aren’t interested in putting resources into those efforts, the result can be sterile social media accounts that don’t engage and that struggle to connect with publics online. Instead, both departments should encourage those who are interested in and skilled at digital diplomacy to use openness, warmth and personality to engage.

My report also highlights and recognises the value of social media for the defence community— especially as a means of providing information and support for serving personnel and their families—by supporting the use of Facebook for those purposes by all defence units.

Can Europe become a global player?

The last five years have not been kind to the European Union’s foreign-policy prospects. A new great-power competition is shunting aside the international rules-based order, and aspects of globalisation—from trade to the internet—are being used to divide rather than unite countries. Meanwhile, the EU’s geostrategic neighbourhood has become a ring of fire.

These challenges mainly reflect a shift in the global balance of power, which has fundamentally changed the United States’ foreign policy outlook. As the European Council on Foreign Relations explains in a new report, global developments have left EU countries increasingly vulnerable to external pressures that could prevent them from exercising sovereignty. Such exposure threatens the EU’s security, economic and diplomatic interests by allowing other powers to impose their preferences on it. Making matters worse, the EU’s governing institutions have done little to overcome the divisions among member states, and they haven’t played a relevant role in responding to crises such as those in Ukraine, Syria and Libya.

With the nomination of Josep Borrell to serve as High Representative of the Union for foreign affairs and security policy, the EU has an opportunity to relaunch its foreign policy. Borrell, who is currently the foreign minister of Spain—itself one of the EU’s new power centres—will need to work to unite EU institutions and national foreign ministries behind a common EU-level foreign policy.

Beyond that, Borrell will face three challenges. The first is to secure Europe’s strategic sovereignty. From day one, Borrell will need to start developing strategies for managing the bloc’s most vexing diplomatic and security issues, from the threats posed by Russia and China to the potential powder kegs in Syria, Africa and the Balkans. Borrell must chart a new course forward, neither ignoring dissenting views from member states nor settling for the lowest common denominator of what all members say they can accept.

To that end, Borrell should consider offering a package deal, similar to the one agreed by the European Council in nominating a new EU leadership team. Any such compromise should balance a tough stance on Russia with creative engagement on the EU’s southern flank. The EU doesn’t necessarily need new foreign policies, but it does need new mechanisms for implementing its agenda, as well as competent leadership that can inspire confidence within all the member states. In reasserting the EU’s sovereignty, the new high representative will have to deal with everything from US secondary sanctions and the weaponisation of the dollar to growing cyber- and hybrid-warfare threats from around the world.

Borrell’s second main challenge will be to re-operationalise European defence. While the EU has made progress in launching defence-related industrial projects, its operational capacity has shrunk. To reassure the EU’s Russia-facing flank, all member states will need to increase their forward presence there; simply establishing a small ‘Camp Charlemagne’ in Poland would serve as a powerful symbolic gesture. Europeans could also take over certain military operations from the US, not least the mission in Kosovo, where Europeans already provide most of the troops. Moreover, with the US vetoing United Nations support for the G5 Sahel (Burkina Faso, Chad, Mali, Mauritania and Niger) and potentially planning a troop drawdown in some of those countries, the EU may need to increase its presence in Africa.

In fact, this may be a good time for the EU’s high representative to take up the idea of establishing a European security council, which was originally floated by German Chancellor Angela Merkel and French President Emmanuel Macron last autumn. Such a body could offer a forum for honest strategic discussions among the member states, while also leading the diplomatic engagement with the United Kingdom after Brexit.

Borrell’s third challenge will be to restore trust between member-state foreign ministries and the European External Action Service. He can’t possibly tackle all of the EU’s foreign policy issues on his own; he will need a strong team and broad-based support within the EU. In appointing his deputies, he should choose members of the commission who already have a mandate covering the key regional issues of the Sahel, the Balkans and the Eastern Partnership.

Better yet, Borrell should assign specific policy issues to individual foreign ministers, who would then have to report back to the member states and the EU Political and Security Committee. There are some precedents for this, such as when former High Representative Catherine Ashton assigned the Georgia brief to Polish Foreign Minister Radek Sikorski and German Foreign Minister Frank-Walter Steinmeier, and then the Moldova brief to Sikorski and Swedish Foreign Minister Carl Bildt.

Finally, Borrell should consider appointing core groups of member states to convene workshops on divisive issues, with the goal of identifying common positions and raising the lowest common denominator. At a minimum, this could give each member state some skin in the game, possibly discouraging them from abusing EU processes or pursuing unilateral action.

By adopting the broad agenda outlined above, Borrell can help the EU confront the challenges of the coming years as a united bloc. His top goal should be to secure Europe’s strategic sovereignty. The EU is still the world’s largest market, comprises some of the largest national aid budgets, accounts for the second-highest level of defence spending, and can deploy the largest diplomatic corps. If it can put these assets in the service of a larger strategic agenda, it can become a player in the 21st century, rather than the plaything of other great powers.

Parliamentary defence committee needs the power to pursue a national security strategy

Australian security and defence experts now grudgingly acknowledge that the world has never been so uncertain strategically since the end of World War II. What’s not as widely acknowledged is that our major security ally, the United States, has drastically reduced its military capability. In the absolute best case, it will take a decade for the US to regain its military strength. Its ability to come to the rescue of all of its allies, as it could until the end of the Cold War, no longer exists. New regional threats and weak allies—a dramatic change indeed for the Australian defence and security environment.

Australia’s implied national security strategy has been to support allies so that, in some unspecified future crisis, they might support us. That approach is demonstrably inadequate. We must prepare ourselves for the possibility of conflict. In many ways the nation is in denial, but, to its credit, the Coalition government is leading and has embarked on the largest peacetime rearmament program in the nation’s history, worth some $200 billion over the next decade.

But how do we know if that’s too much or too little, and if it will produce a national capability that can deter conflict against Australia by being able to win? As our F-35 joint strike fighters arrive at RAAF Base Williamtown and join other recent military procurements, the biggest need now is for Australia to state its national security strategy, something far wider than just defence.

Defence is not the province of the military alone—it is a whole-of-nation obligation led by the government. Australia must be strong and every nation must know it. What good are 72 magnificent joint strike fighters if we don’t have the required infrastructure, spare parts, liquid fuel, industrial base, contingency plans, political leadership, national resolve and support from the nation?

Last week the ABC ran a story claiming there were significant problems with Australia’s future submarines, a key part of that rearmament program. It suggested, on the basis of leaks from the Department of Defence, that the submarines would likely arrive late and cost more than anticipated. The claims have been emphatically denied by the defence minister.

This particular case illustrates a problem with how parliamentary oversight of defence is handled in Australia. As things currently stand, decisions of national importance are made behind closed doors. The public, and even parliamentarians, must rely on promotional releases or leaked details for information about major programs.

Naturally, there are many good reasons for secrecy. But secrecy doesn’t have to take precedence over accountability and good standards of governance.

Last month, as chair of the defence sub-committee of the Joint Standing Committee on Foreign Affairs, Defence and Trade, I tabled a report in the Senate titled Contestability and consensus: a bipartisan approach to more effective parliamentary engagement with Defence. Based on the bipartisan judgement that the sub-committee cannot do its job as it is currently structured, the report recommended the establishment of a new statutory committee with an exclusive focus on defence—a joint parliamentary committee on defence.

Based in particular on the Parliamentary Joint Committee on Intelligence and Security (PJCIS), the proposed committee would have the ability to review defence planning, strategy development, administration and expenditure on behalf of the parliament after a referral by the minister or the parliament, and would have access to classified information from the Defence Department and other security agencies for reviewing purposes.

This might sound all very bureaucratic and ‘inside the Beltway’, but it is sensible and critically important. The problem is that on the major issues of defence which parliament should have oversight of, the sub-committee is impotent because it cannot receive classified information. And anything worth knowing in defence is classified.

This would be a major reform and would focus defence issues, particularly national security strategy, within the parliament where it should be. The PJCIS as a point of comparison may not be perfect, but it is valued and functional; I am also a member of that committee and I see its benefit. Why is it that intelligence and security are considered more worthy of effective parliamentary oversight than is defence? Those days have passed.

Strategy should be its focus because nothing is more important than strategy. In the absence of a national security strategy, the sub-committee at its last meeting has resolved that, regardless of who is in government, its task during 2019 will be to hold an inquiry into the need for a national security strategy. The sub-committee can do this sub-optimally by using unclassified sources such as think tanks and academia. But imagine how much more effective parliament could be if it could also receive classified information from officials.

With effective oversight, the parliament and the nation would not have to rely on leaked, potentially sensitive, details to the media. Points of contention could be debated while maintaining the appropriate level of secrecy about sensitive programs. And, perhaps most importantly, such a parliamentary committee could assist in bringing the nation to a realisation of the relative importance of defence and security, compared with other demands on the nation’s purse and attention.

A good government that runs the largest rearmament program in Australia’s peacetime history may not see the need for more oversight or for stressing the strategic environment in the run-up to the next election. But those of us who were in the Defence Department in 2007 remember that the last major investment in defence under the Howard government that tried to overcome years of neglect was blown away by an incoming government that placed no importance on defence expenditure compared with pink batts, school halls and increased welfare, and ran down defence to historically low levels. We may have been able to survive that in 2007, but the world has changed dangerously and parliament and governments must carry the people with them.

AI and national security: lethal robots or better logistics?

ASPI’s artificial intelligence and national security masterclass held on 2 July gave some practical insights from experts and senior Australian officials about where AI might be used in national security.

The areas might surprise you, particularly if you were predicting swarms of killer robots fighting a war in the early 2020s. What might also surprise you is the number of uses, and the speed at which they’re likely to occur.

Artificial intelligence is less and more than the public debate says. Put simply, it refers to computer systems performing tasks that normally require human intelligence, such as decision-making, translation, pattern recognition and speech recognition. Early applications of AI are likely to involve things like optimising supply chains, helping digest data in jobs like visa processing, doing cyber defence against AI-enabled attackers—and helping strategic leaders and operational commanders make sense of confused but data-rich operational environments.

Closer to those killer robots are applications that might provide the edge to advanced missiles in the last stages of an attack, as well as countermeasures to systems like hypersonic weapons.

So, why are these particular areas likely first adopters of AI? One simple answer is because Australian agencies are already using AI to some extent—with a human decision-maker in the loop at one or more stages. A bigger reason is that the ‘business processes’ in national security agencies are similar to processes in companies that are already big users of AI.

Two other drivers for adopting AI are the availability of large datasets for analysis and a need to make quick decisions. If one of those drivers applies to an activity, it can make AI a sensible solution. If both apply, it’s a likely AI sweet spot, where the gains or capability advantages could be large. The big tech companies already use AI across their businesses; Google is an obvious example. Big resource companies are also early adopters—with driverless mining trucks and trains.

Logistics and supply-chain optimisation may sound mundane, but they’re valuable areas to apply AI. That’s because modern systems are prolific generators of data that can increase efficiency and reliability. Simple examples are condition monitoring of systems on board navy ships, and predictive ordering of spares, weapons, fuel and food. AI tools can be trained on the data that the Department of Defence and its major contractors produce, with human decision-makers validating AI judgements and improving the algorithms.

Cybersecurity is another no-brainer for AI—because cyber is the land of large data and there’s already a problem with relying on people to process it. Moves towards widespread connection to the internet of devices and machinery other than computers and smartphones—as is happening with new 5G networks—make it essential for cybersecurity systems to be able to scale up to handle massive datasets and do so at machine speed. AI will empower human cyber-defenders (and cyber-attackers) to manage the enormous expansion of the attack surface brought about by 5G and the internet of things.

But let’s get closer to the battlefront. Why won’t AI give us killer robots now? Well, the good news is that, outside the hothouse innovation-driver of war, even adversaries who might have few reservations about gaining the operational advantage have similar practical concerns to those who—like our military and broader national security community—pay close attention to their obligations under domestic and international humanitarian law.

The key concerns are about trust. Fully autonomous systems using machine learning can be fast but dumb, or, more politely, smart but flawed. During the Cold War, the computer said launch, but it was overridden by humans who suspected something wasn’t right—and we’re here because of those human judgements. Recent examples of self-driving cars crashing and killing people are further demonstrations of the fragility of and flaws in current fully autonomous systems.

National-security and military decision-makers are unlikely to send off the first AI-driven autonomous lethal robot, mainly because they fear loss of control and the potential blowback from doing something risky—with that ‘thing’ maybe killing their own forces or civilians who are in the way.

So, human-in-the-loop or human-on-the-loop approaches are likely to be core to AI in national security: both mean that critical decisions are made by people, not machines. Secretary of Home Affairs Mike Pezzullo calls this the ‘golden rule’ for AI in national security.

History tells us that deciding and acting faster on better information than your adversary are key to success. AI can help commanders make sense of confused and rich data feeds from networked sensors on ships, in aircraft, on land vehicles, and now on individual soldiers and unmanned systems.

AI can also help advanced missiles hit their targets. A number of anti-ship, anti-aircraft and air-to-ground missiles already have active seekers and pre-programmed countermeasures that work against defensive systems. AI-enabled missiles, though, will be able to make decisions on data gathered in flight about the actual countermeasures and defences on the target ship, aircraft, ground formation or base. The rapid data processing of AI could increase the hit rate and damage. Use against specific military targets avoids the autonomous killer robot problem.

Just as in cybersecurity, AI on the battlefield will be part of the classic tango of measure and countermeasure, with the balance constantly shifting between aggressor and defender.

This sketch about AI in national security shows one clear thing: it’s real and it’s already happening faster than most realise. Many applications won’t elicit hyped-up commentary about the next war, but they are nonetheless powerful and likely to be widespread.

That brings us to Australia’s chief scientist, Alan Finkel, and some of the people at the ASPI event. Given the speed of development of AI, urgent work is required to establish the ethical and legal frameworks that AI developers must use for applications involving decisions about humans. That work is for policymakers, legal advisers and ethicists, in consultation with the technologists.

I’d argue that our chief scientist should get on with leading AI development, with ethicists doing the ethics. Both types of work must be done now if they’re to guide our future uses of machine-enabled or even machine-made decisions. Let’s not leave it to others to develop AI. And let’s not leave it to AI to decide how we use AI—that is a job for us humans.

Closer, faster, harder—Australia’s strategic geography

The need for Australia to have a navy (indeed an integrated defence force) to protect its supply routes, set out so directly in John Saunders’ excellent article, is worth examining as part of a broader discussion about the nation’s changing strategic circumstances.

Australia’s defence has long been based on two basic premises. The first is that we’re a long way from anyone with the capability and intent to do us harm. The second is that we’re closely allied to the world’s predominant global maritime power. Those fundamentals underpin discussions about the growth of China’s military power and global strategic weight, the US response and the implications for Australia’s strategic position.

Both Malcolm Davis and Stephan Frühling have offered compelling analyses of the potential consequences for Australia’s nuclear weapons policy and the US doctrine of extended deterrence. Both contend that China would need bases in the Indonesian archipelago to use ‘overwhelming conventional forces to invade Australia or to otherwise coerce us into submission’ or ‘to threaten Australia, at least in a sustained and substantial way’.

In many possible contingencies, this is a reasonable premise on which to base a defence force. However, as Saunders’ article demonstrates, there are also contingencies in which the traditional ‘fortress Australia’ approach would no longer work. It remains necessary, but is in no way sufficient.

Modern global trading and communications systems mean that Australia has vulnerabilities that are located well north of the archipelago. We need to consider if force could be used against those in a way that could coerce or threaten Australia without the need to directly attack our territory.

Uniquely and easily identifiable Australian interests—particularly shipping and communications—are located far beyond the archipelago to our north. Or they’re accessible via physical supply chains or cyber means from locations well beyond the archipelago. In many cases our neighbours, friends and allies share similar concerns, but in others their worries are quite different or don’t have the same level of importance. The relatively small number of finger‑width submarine cables connecting Australia is one example.

Shipping is another. Ocean passages of the world shows the routes most commercial shipping uses. Port websites such as Yokohama or Melbourne and shipping apps using automatic identification system information provide even more detailed, accurate and near real-time information about our national economic arteries. An aggressor wouldn’t have to come south of the archipelago to target them.

Australia’s commitment to global trade means that disruptions to the trading system have significant effects on us. In some cases we’re very sensitive to even short disruptions. Australia’s dependence on petroleum imports is well known. In 2016–17, Australia had stocks of unleaded, diesel and aviation turbine fuel to meet demand for 23, 17 and 20 days.

Given our dependence on global communications, finance and trade, conventional forces could put enormous pressure on Australia from great distances beyond the archipelago. The effects could be rapid, targeted, scalable and sustained over weeks and months. Such pressure might not engage the interests of other nations sufficiently for Australia to be able to depend on their assistance.

Put simply, we are much closer to the rest of the world (both in a physical sense and in cyberspace), and disruption to our connections would affect us faster and harder than in the past.

Direct assault on a fortress was and is never a first preference. Siege tactics of various types—bypassing, isolating, island-hopping—are preferable. So while we must be prepared to defend the Australian fortress, we must also understand the vulnerabilities that could lead to the fortress submitting without direct assault.

This isn’t to suggest that Australia’s alliance with the United States is diminished in any way. If anything, I believe the contrary. But it does mean that the traditional first premise of Australian defence strategy—that we are a long way away—is no longer true in many circumstances.

This has implications for the way in which we conduct our diplomacy in the region, and in the way that we structure the Australian Defence Force (ADF). The basic approach is emerging—an integrated defence force across sea, land, air, cyber, space and industry. But many of the cultural, doctrinal and familiar approaches will need to evolve if the ADF is to be as effective as necessary.

It might be that our cyber capabilities will need to feature much more prominently. Or that our land forces will need to be far more comfortable operating at and from the sea. Or that our submarines will have to be more closely integrated into other Defence elements to achieve greater effects at the strategic, operational and tactical levels. Or that we need to revisit the discussion about fixed-wing aircraft at sea, perhaps as part of what Richard Menhinick suggests should be a larger, more potent maritime force.

More likely still, we will need to do all of these things and more. We must challenge ourselves to avoid the pre–World War I malaise of Great Britain’s military leaders described by Max Beloff:

But their service training had not inculcated that rare kind of imagination which enables men to plan not just for the exploitation of the existing state of their art but for its future developments also … It was then neither intelligence nor character that failed Britain, but imagination, the ability to see facts afresh without professional blinkers.

In an assessment of military effectiveness, Paul Kennedy concluded that if an organisation—or country—shrinks from encouraging imagination, ‘it is unlikely to maintain its military effectiveness for long, or even to be very effective in the first place’.

Contested skies: our uncertain air superiority future

In war, there’s a constant to and fro. At times defence dominates, at other times offence. Technologies arise and fall. Disruption rules. This is noticeably so in today’s arcane world of air superiority. While much investment has gone into the ADF’s air superiority capabilities—with more coming with the F-35 Joint Strike Fighter—the operational environment isn’t standing still.

The skies are increasingly contested. Emerging threats are making our tanker and AEW&C (airborne early warning and control) aircraft more vulnerable, and advanced surface-to-air missiles, stealth-fighter technology, long-range ballistic and cruise missiles and even hobbyist drones are proliferating. The US Air Force (USAF) recently studied what all this means in practice and determined that its ‘projected force structure in 2030 is not capable of fighting and winning against [the expected] array of potential adversary capabilities’. If the USAF’s force structure is becoming stretched so, surely, is ours.

Some warn that the 2030 date may mislead, asserting that ‘Integrated Air Defence Systems covering areas in the Western Pacific … may now be able to deny access to all but the stealthiest of aircraft’. The ‘stealthiest of aircraft’ refers to the flying wing B-2 Spirit stealth bombers and forthcoming B-21 Raiders. It seems that F-35s with their vertical tails have some vulnerabilities to emerging multiband digital radars. A RAND study echoes these concerns about current and growing air-superiority shortcomings.

Even so, 2030 isn’t far away in defence terms. It’s only seven years after Australia’s F-35 fleet will have—hopefully—reached final (or full) operational status. That’s not long in the planned 25- to 30-year life of the aircraft.

Australia has committed to its major air superiority investments, which makes them a good starting point to discuss the strategic impacts of known and emerging changes in the air superiority operational environment. In my new paper published by ASPI titled Contested skies, I use current air superiority force structure plans to develop three practical strategic options to address these changes.

Two of these options require modifying the current plans. That may worry some, but strategic ‘ends’ can’t be determined independently of the capability ‘means’. The two are interdependent. When the means are fixed, it makes sense to discuss alternative ‘ways’ that might reasonably bring strategic ends into alignment.

The three options are:

  • Continuing with our current plans. Maintaining our current operational plans and future equipment programs means lowering our national ambitions to simply the defence of the Australia. This ‘back to the future’ approach implies abandoning Southeast Asian nations to do the best they can as China rises and its sphere of influence expands. Strategically, this shifts the burden of conducting offensive air operations onto our American ally. While we could contribute by providing a safe base area in any conflict in which the skies were seriously contested, this level of involvement wouldn’t give us much influence on overall allied strategy or in any war-termination negotiations. Our current air superiority plans doom us to being a bit player.
  • Going ‘air defence heavy’. This option changes our current capability development plans to stress air defence. A start would include acquiring significant numbers of advanced surface-to air missiles and sensors for integrated air and missile defence, changing our F-35 upgrade plans and focusing on making airbases more resilient. Strategically, the ‘air defence heavy’ approach would allow Australia to remain deeply engaged in Southeast Asia and make a meaningful—perhaps decisive—contribution in times of serious conflict. Because this approach is less reliant on US support, it would allow us to mount independent operations in an area critical to our future. This has some echoes with the Pacific War’s later stages, when the US relied on Australian forces to conduct operations in Borneo while it focused on the Philippines and beyond.
  • Rebuilding our strike capability. This option entails adjusting our current plans to focus on reconfiguring our strike capability to be effective in contested airspace beyond 2030. We’d also need to make a limited investment in integrated air and missile defence. The USAF study mentioned earlier foresees the F-35 losing its strike role at the end of the next decade and then becoming an air defence fighter—taking the ‘strike’ out of ‘Joint Strike Fighter’. This applies to all of the elements that comprise the ADF’s strike capabilities, not just to the F-35. If we want to maintain a genuine strike capability into the future, we need to take positive steps to do so. But this won’t be easy or low cost—or maybe even doable.

In broad terms, the status quo ‘defence of Australia’ option implies burden-shifting onto the US, the ‘air defence heavy’ approach implies a reduced dependency on the US—perhaps lessening America’s burdens—while the rebuilding of our strike capability implies continuing to share the burden with the US in major ‘must-win’ wars past 2030.

Air superiority may seem narrowly technical, but it can have a significant impact on the range of strategies that can realistically be considered. It’s time for a big air-superiority rethink.

Quantum technologies: the next little thing?

There’s been a lot of press in the past few years about the potential impact of quantum technologies. The casual observer exposed to the more breathless sort of reporting could be forgiven for thinking that the widespread adoption of revolutionary new technologies is just around the corner. Since there are plenty of applications of quantum technologies in the defence area, we thought it was worth taking a look at the developmental status of some of the more promising ones in our new ASPI report From little things: quantum technologies and their application to defence.

Before setting out our conclusions, it’s worth noting that any future ‘quantum revolution’ won’t be setting a precedent. Two devices with quantum effects at their heart have already impacted just about every facet of modern life. When the transistor replaced valves in electronic devices, it enabled the development of microcircuitry, now ubiquitous in communication, computing, sensor and navigation systems. There would be no smartphones if electrons couldn’t quantum-mechanically tunnel their way through ‘impassable’ barriers. Similarly, millennials would have to be able to read maps if atomic clocks hadn’t made GPS possible. So, to some extent the quest for new practical quantum technologies is really a search for the next big little thing.

We examined four technology areas that we judged to be the most likely to produce useful devices in the foreseeable future. Perhaps surprisingly, given that it gets the lion’s share of popular exposure, we found that quantum computing was the least likely of them to become a practical reality in the short term. That’s not to say that quantum computing research isn’t important; in our judgement it’s the technology with the biggest potential impact. The speedups that are theoretically possible from quantum computing, if realised in a practical machine, could provide a performance boost equivalent to the past 40 years of developments in computing power and speed. Unlike the hardware, the rhetoric is certainly running at full speed, and terms like ‘quantum supremacy’ have hyped up expectations.

But that’s all based on a big ‘if’. No large-scale reprogrammable quantum computer exists today. There are small-scale ‘proof of concept’ demonstrations, and theoretical work has shown that no law of nature precludes the development of a universal quantum computer. That’s the good news. The bad news is that so far there’s no indication that the laws of nature have conspired to make it easy to build such a device. As an analogue, we’d point to the generation of controllable energy from nuclear fusion. That’s also well understood from a theoretical point of view. No law of nature rules out a fusion reactor, and there have been (fleeting) proof-of-concept demonstrations of net energy generation in laboratories. But, despite a lot of effort and investment, it has proven to be prohibitively difficult to implement as a practical means of energy production. Fusion power has been ‘a few decades away’ for much more than a few decades. Some engineering problems are just really hard. Quantum computing might also be one of those.

Quantum communication seems to be much easier to implement, to the point where practical systems are already in use, including China’s launch of the first quantum communication satellite. We categorise this technology as ‘useful but not game-changing’. The maturation of quantum communication will ensure that secure communication channels will be available in the future, even if classical cryptographic methods become vulnerable to attack—from quantum computers, for example. But there are many cryptographic systems in use today that are secure to all intents and purposes, and some are ‘quantum’ proof. So, in a sense, quantum communication is a ‘conservative’ technology in that it will help preserve existing practices by future-proofing them against technology developments. It’s probably no coincidence that China is leading the push, as it allows it to offset the likely advantage the US has in cryptanalytic techniques.

When quantum radar makes it into the popular press, it’s usually accompanied by headlines declaring the imminent demise of stealth technology. Not everyone is convinced about that, but we found that quantum radars (there are two broad classes) are likely to deliver useful performance boosts against all classes of targets. But, again, there are lots of technical obstacles to be overcome before a practical system can get near the theoretically attainable gains. Even then we wouldn’t predict the end of stealth. After all, being hard to see is always going to be preferable to being easy to see.

We were most impressed by a class of technologies we lump together as quantum sensors. The source of most of the problems of the technologies described is a requirement to keep systems isolated from the wider world to get the best performance. But for some sensors, that tendency to interact with the external world is a positive feature and makes possible quantum devices that are sensitive to tiny changes in magnetic, electric and gravitational fields, allowing them to make precise measurements of those quantities. Along with advances in atomic clocks, which will allow for much more precise positional measurements, we think that a new generation of sensors and navigational devices will improve the performance of almost every significant military system. But our judgement is that it’s improbable that any one technology will deliver a war-winning ‘silver bullet’ effect. And the measure–countermeasure battle will continue apace. For example, a swarm of small drones capable of generating a submarine-like magnetic signature could be deployed to foil sensitive quantum magnetometers forming part of an anti-submarine screen.

Finally, we make some judgements about the strategic impact of these new devices. The bottom line is that nobody has a monopoly on the good ideas or the required expertise, so we think it’s unlikely that any one country will take a big lead and stay there.

Agenda for Change 2016: defence policy

This piece is drawn from Agenda for change 2016: strategic choices for the next government.

The 2016 defence white paper didn’t end the contemporary defence debate; it began it.

Our strategic environment is full of uncertainties, and material defence capabilities are so situated in a revolutionary moment that no decades-long projection can survive more than two or three years as a source of comfort for policymakers. Our defence and broader diplomacy need to reflect the challenges and opportunities identified in the white paper. Some of it goes to medium-term projections on what appeared settled: funding and major equipment. Above all, the ideas indicate why it is desirable to have white papers at least every five years. The questions unanswered will always be more important than those which are.

We federated over a hundred years ago as a nation, in large measure because we perceived the need for a national defence. Defence has a very modest share of the budget pie. Even with the intention to lift GDP share, annual defence outlays remain around 7.5% of the federal budget. They are dwarfed by social spending. Yet whenever commentators reach for an example of something we could do without it is inevitably from the defence capital program.

So a sense of proportion is retained: in the 1980s when I was defence minister we routinely accounted for around 8.5–9.0% of the budget. The government averaged 2.3% of GDP in defence spending. Were we dealing with these numbers now, the defence budget would be $5 billion a year better off. Yet, as the Soviets used to say, ‘the correlation of forces’ has shifted decisively against us.

In 1987 our GDP exceeded that of the ASEAN states combined. Indonesia’s economy alone is passing us now. We seized a peace dividend at the end of the Cold War and nothing in the numbers suggests we want to seriously amend that. That’s a massive constraint. We can’t afford a blowout in a major program. The proceeds which flow from Defence reform will be critical. None of it will be sufficient. The spread of a consensus on the vital character of the defence function has to be the ballast at least of its sustainment but also a platform for a closer look at priority.

In allied relationships the paradox of the post–Cold War era is that we’re now closer to the United States than we were then. This simply reflects the transition of Southeast Asia from a post-Vietnam Cold War backwater to the southern tier of the focal point of the global economy. As the Americans engage Asia they appreciate a ‘muse’ with an agenda less troublesome than those of their other allies.

From our point of view, access to the best American technology is now critical for any chance of an Australian capability edge in its strategic zone. This is the post ‘revolution in military affairs’ or ‘second offset’ event acting out in our procurement program. It took effect in the early 1990s. We spend $13 million a working day in US defence industry. The Australian embassy in Washington DC manages over 400 foreign military sales programs. To cite one example of the fruit of this, one could point to the most effective air defence of our approaches we have ever had.

Both globally and regionally, our strategic situation has deteriorated. We confront a fraught situation in the Middle East where we support fragile local allies struggling with the fundamentalist extremist side of a confessional dispute in the Muslim community. We do so because our American ally is there, we have been engaged in Iraq and Afghanistan, and we know, though this aspect of the struggle is local to the Middle East, it is global in impact. There’s a real possibility of its intensification in the region where the bulk of the world’s Muslims reside—Asia.

Though there’s no good reason for it, Russia determines a course dragging the US back to a European confrontation. China ignores the sage advice of Deng Xiaoping and persists in a challenge around its maritime borders. Global events, particularly the impact of climate change, tease forth a multiplicity of conflict scenarios. These are intellectually more challenging than a simple reflection on defending our approaches. They make prioritising force structure issues very hard and DWP 2016 unsatisfactorily resolved this by delineating all challenges as of equal priority.

In the next few years this will be less of a challenge to defence policymakers than the impact of a further technological revolution in defence equipment. The ‘third offset strategy’ is well underway. Artificial intelligence, autonomous systems and directed-energy weapons, together with applications of these changes in space and underwater systems in particular, disturb not only our priorities but the viability and relevance of some very expensive platforms.

One wonders, for example, over the long-term prospect of SEA 1000 when strides seem at last to be made on the use of autonomous systems in underwater detection. Directed-energy weapons render potent a lesser platform than the US normally operates at sea. Ballistic-missile defences are becoming more viable and from an American point of view more important. The new systems, if affordable, trump most capacities for regional asymmetric warfare. Down this road goes obsolescence of a lot we plan on and a premium on the American relationship.

Assuming the US sustains its global stance, our future conversation will be not so much about interoperability as about integration. The US will increasingly rely on using the capacities of others as it confronts the costs of replacing platforms, supporting personnel and introducing new weapons.

Australia’s defence planning will be massively more complex than has appeared to be the case with DWP 2016. And more expensive. We face a major strategic challenge for our national budget: can we sustain hybrid European levels of social provision and a hybrid American taxation system?

We can’t and we won’t face up to it. Unless we do, one wonders how we tease out of the budget what really ought to be our first-order priority—the resources to sustain the means of our survival.