Tag Archive for: Russia–Ukraine war

Justice may have to be sacrificed to end the war in Ukraine

Wars seldom end in military victory so complete that losers simply accept the victors’ terms. The war in Ukraine is unlikely to end that way. Fighting will cease only if some agreement, formal or informal, is reached between the warring parties.

Most speculation about an agreement has focused on strategic, political and territorial issues. What territory, if any, would Ukraine renounce? Would this satisfy Russia? If a separate Ukraine survives, how independent would its government be? Assuming Ukraine could not join NATO or have NATO forces on its territory, what security guarantees would the West offer to ensure Russia doesn’t invade again? When and how would economic sanctions be lifted?

These obstacles to a settlement are daunting enough, but there are other intractable issues—war crimes, reparations and repatriation—that will compel Ukraine and its allies to contemplate difficult compromises.

Russia is committing appalling war crimes in Ukraine and there’s consequently much enthusiasm to pursue Russian criminality by legal means. With ample proof of killing of civilians, Russian forces can probably be shown to have attacked non-military targets deliberately or recklessly on a large scale. Counterclaims by Russia that the killing of civilians was staged or committed by Ukrainians themselves, or that Ukrainian forces were using schools, hospitals and so on for military purposes, simply do not stand up.

Wider allegations have also been mooted, including massive breaches of human rights, genocide and conducting a war of aggression. Yet there are enormous problems with all such charges. Determining or establishing an appropriate forum to hear charges is one, while getting the accused to court is another (though trials may take place in absentia).

A major problem is to determine those against whom charges should be levelled. Russian President Vladimir Putin himself is not immune, as the prosecution of another head of state, Slobodan Milosevic, before the International Criminal Tribunal for the former Yugoslavia demonstrates. Putin, however, though clearly responsible for setting in train the ‘special military operation’ and its foreseeable consequences, is likely to prove more elusive. The generals and members of the officer corps who directed operations are also open to charges, as are the low-ranking soldiers who actually fired the guns, shells and missiles. Wherever the line is drawn, many of the guilty will escape and this will be obvious to all.

A further dilemma is that the more vigorous the campaign to pursue war crimes charges, the more Russia’s willingness to negotiate will diminish. Russia vehemently denies that it has committed such crimes and will not readily accept that its leaders and its armed forces could face charges at the end of hostilities. However strongly Ukraine and its allies believe war crimes charges are justified, such a stance makes a settlement more problematic. The price of reaching peace may be granting immunity from prosecution for war crimes to a government and military that are as guilty as any in history.

The issue of reparations for the enormous damage Russia has inflicted on life and property in Ukraine has received little attention—so far. Ukraine could justifiably demand recompense for the losses it has suffered. As the innocent victim of aggression it will have the sympathy of many, but it’s hard to imagine that an impoverished Russia would be willing or even able to pay up. On the contrary, it is likely to continue to blame NATO and Ukraine for the war.

At most, Russian assets confiscated by Western and other countries could be diverted to Ukraine or reparations in kind such as gas or oil could be demanded. Private prosecutions might also be launched, though they’d have little chance of success. In the end, however, it is wealthy Western nations that will likely be called upon to foot the bill.

Repatriation issues could also prove thorny. Russia is reported to have moved some 400,000 Ukrainian civilians, including 80,000 children, into its territory. It’s possible Russia will claim they do not wish to return or will use them as bargaining chips in any settlement. The same could apply to Ukrainian citizens living in Russian-occupied territory.

A few small-scale exchanges of prisoners of war have apparently taken place. But problems could arise if captured Russian soldiers don’t wish to be returned to Russia. Would Ukraine be willing to return unwilling Russians if this was a key Russian demand in a settlement? At the same time, Russia may assert that captured Ukrainian soldiers, particularly Russian speakers, do not want to return home. Again, hard choices would have to be made.

War is easily begun, but its settlement creates legal and ethical dilemmas that have to be resolved, compromised or ignored once the shooting stops. Ukraine and its supporters will face distasteful and costly choices. Or the war may drag on indefinitely.

What’s happened to Russia’s much-vaunted battlefield AI?

The Russian invasion of Ukraine and the poorer than expected performance of the Russian army have prompted fierce debate among military commentators on why Russia’s much-vaunted military reforms of the past decade—particularly the integration of artificial intelligence technologies that were supposed to enhance Russia’s joint operations capability—seem to have been unsuccessful.

So far, Russia’s deployment in Ukraine has been a demonstration of some of the limitations and vulnerabilities of AI-enabled systems. It has also exposed some longer-term strategic weaknesses in Russia’s development of AI for military and economic purposes.

Russia’s use of AI-enabled technologies in the invasion reportedly includes disinformation operations, deep fakes and open-source intelligence gathering. But information operations are not the sum total of Russia’s AI capabilities. AI is embedded across the military spectrum, from information management, training, logistics, maintenance and manufacturing, to early warning and air-defence systems.

Since at least 2014, Russia has deployed multiple aerial, ground and maritime uncrewed systems and robotic platforms, electronic warfare systems, and new and experimental weapons in both Syria and Ukraine.

The AI elements in these systems include image recognition and image stitching in Orion combat drones, radio signal recognition in Pantsir-S1 anti-aircraft systems, AI-enabled situational understanding and jamming capability in the Bylina electronic warfare system, and navigation support in the Kamaz truck. So-called kamikaze drones (developed by the Kalashnikov Group, the maker of the famous assault weapon) appear to use a mix of manual and automated target acquisition.

One of the earliest images that circulated online in the current conflict was of a Russian Pantsir-S1 stuck in the mud in a field in southern Ukraine. The Pantsir is a component of the early warning and air-defence system that features both short-range surface-to-air missiles and 30-millimetre automatic cannon.

If we look under the hood at the purported AI technologies of the Pantsir, Russian state media Izvestia reported two years ago that it

is capable of detecting, classifying and firing at air targets without the participation of an operator. The developed algorithms instantly determine the importance of objects and arrange the order of their destruction depending on the danger they represent …

Its software takes into account the tactical situation, the location of targets, their degree of danger, and other parameters and selects the optimal tactics for repelling a raid.

It’s wise to be wary of Russian claims of full autonomy, both because the capacities of AI-enabled systems tend to be overblown and because deliberately fabricated information is a component of Russia’s approach to new-generation warfare.

There are reasons to be concerned about the individual systems and their AI components, but it’s important to consider Russia’s grander AI vision.

The Pantsir-S1 is just one node of an interconnected system that includes airborne radar systems, satellites and reconnaissance drones, and panoptic information-management systems.

Just as the West has been pursuing a vision of an interconnected battlefield in the form of a ‘joint all-domain command and control centre’ (JADC2) concept, Russia has its ‘national defence management centre’ (NDMC), which aims for the same. The goal is to build systems in which ‘data can move seamlessly between air, land, maritime, space, and cyber forces in real time’.

According to researchers at CNA, a US think tank, ‘NDMC was designed to receive information from the lowest military unit levels, and, following analysis and evaluation, feed the data directly to those at the strategic level.’ This defines the battlefield in multiple dimensions and makes shared situational understanding contingent on information from the edge of the battlespace.

There has been some speculation that poor-quality tyres or failure to account for local conditions indicate vulnerabilities in Russian forward planning. While these physical aspects are important, in a battlespace that’s dependent on information it’s also important to consider the extent of interoperability of systems, any bandwidth constraints, and the tendency in computer-assisted decision-making to equate a map with territory. Expanding a military’s capacity to use so-called real-time information requires analyst teams to interpret and leadership to prioritise the information.

The critical human element was hindered because Russia’s planning seems to have been tightly held within President Vladimir Putin’s inner circle (which does not include the army) until just before the invasion.

Putin said in 2017, ‘Whoever becomes the leader in this sphere [artificial intelligence] will become the ruler of the world.’ Since then, he has pushed the use of defence sector spending and defence acquisition to generate national economic growth and drive national technological innovation.

With few reasons to adhere to international norms on ethical AI development, including regulation of data harvesting, as well as a ready supply of programming talent, Russia could be perhaps seen as having some advantages in AI developments, and the ability to quickly deploy innovations into its asymmetric warfare programs.

However, the two directions in which the Kremlin is steering the Russian defence sector—increasing civilian and dual-use goods and import substitution—carry some distinct vulnerabilities for Russia. Despite pushes by Putin in recent years towards economic self-sufficiency, the interconnected nature of global trade means that there are key technology choke points that affect Russia’s AI development.

The main barrier to Moscow’s vision of AI supremacy is microchips. Russian media has claimed that NDMC’s information management runs on ‘Russian-made’ Elbrus microprocessors. However, Russia lacks the ability to produce these microchips. The production of Elbrus chips is outsourced to Taiwan, to the company TSMC, which has now suspended its production and export to Russia.

At a broader level, at least 1,300 Russian defence enterprises have shortages in human capital, particularly in process engineering, and the exodus of tech talent from Russia has been accelerated by the war. A range of Western sanctions in key technologies and commodities will hit the Russian economy hard, even if it tries to substitute with imports from China.

Some analysts have claimed that Russian underinvestment in technology modernisation has hampered the army’s ability to ‘see’ the battlefield, forcing it to rely on the brute force of tanks and artillery. For those Ukrainians now under siege in cities around the country, the apparent modernisation of Russia’s war apparatus will be perhaps a moot point as artillery rains down. But AI is a critical technology that will be increasingly important for both economic development and national defence. It’s important to understand both the way it is embedded in technologies and the international supply-chain interdependencies that are crucial for its development.

The West must draw a red line for Russia in Ukraine

Mariupol is Russia’s theory of victory for its invasion of Ukraine. This strategy aims to break Ukrainian resistance by turning Ukraine’s cities into charnel houses through artillery bombardment and forcing the survivors into submission through a campaign of terror.

It could work. While Russia’s troops lack the ability to decisively defeat the Ukrainian army in the field, weight of numbers may enable them to get close enough to key Ukrainian cities to repeat the Mariupol strategy on a larger scale. Ukraine cannot defend its civilians against overwhelming artillery bombardment.

The West can prevent a Russian victory through atrocity by imposing a red line of its own: a campaign of atrocities will result in direct Western intervention sufficient to ensure that Russia loses. Since Russia has no other path to victory, this red line will—if respected or enforced—force the war into a stalemate and a negotiated peace.

To be respected or enforced, this red line needs to be credible. It will be credible only if it can be enforced and as long as enforcing it when called upon to do so is sensible from a risk–return perspective.

Russia’s principal military advantage lies in its artillery, and Russian forces suffer from poor logistical support. Consequently, a Western aerial campaign that degrades Russia’s artillery and logistics would ensure that Russia cannot win. This aerial campaign wouldn’t require maintaining air supremacy over all of Ukraine all of the time (unlike a no-fly zone). It would simply require getting Western planes close enough to Russian targets to launch their strikes (which rely heavily on stand-off precision-guided munitions).

To prevent this campaign from succeeding, Russia would need to establish a no-fly zone of its own. Based upon the performance of the Russian air force and air defence network to date, trying that will get them slaughtered.

So, this ‘no atrocities’ red line could be enforced. But enforcing it would obviously involve war with Russia (to acknowledge the giant bear in the room). That being the case, would enforcing it ever actually make sense?

The principal argument against any direct Western intervention in Ukraine is that it will create the risk of a nuclear war. And since running that risk can’t possibly make sense, no Western red line in Ukraine will be credible.

If you find that argument persuasive, then I have really bad news for you. The US (along with the UK and France) doesn’t run a ‘zero risk of nuclear war’ policy. The simple fact that the US, UK and France maintain a policy of nuclear deterrence means that we are at risk of a nuclear war with Russia right now. Plausible estimates suggest that the cumulative probability of nuclear war over the next 75 years exceeds 50%.

Short of unilateral nuclear disarmament by the West, then, a ‘no risk of nuclear war’ option is just not on the table.

Instead, the West must decide whether an option is sensible by considering both its immediate effects and its marginal impact on the cumulative long-run probability of nuclear war relative to alternatives.

A ‘no atrocities’ red line will save Ukraine and could well induce Russia to honestly enter into negotiations to end the war. Of course, if Russia pursues an atrocity strategy and the West does intervene, the immediate risk of nuclear war would undoubtedly increase. That said, Matthew Kroenig’s examination of the outcomes of 52 nuclear crises (some of which involved direct conventional clashes) in his book The logic of American nuclear strategy suggests that both sides in these crises behave rationally. And destroying the world to prevent a negotiated settlement to the Ukraine war is not a very rational choice.

However, any immediate increase in the risk of nuclear war that this red line will create must be weighed against the long-run impact on the risk of nuclear war that allowing Russia to triumph would create.

In this world, Russia will know that nuclear blackmail enabled it to win a brutal war against a country in which the West invested enormous amounts of diplomatic and political capital. The lesson that Russia and other hostile regimes will draw is that nuclear blackmail is a carte blanche to pursue revisionist policies. A Russian victory will inevitably lead to both nuclear proliferation and brutal conquests backed by threats of nuclear war made by regimes that believe that the West will always fold in the face of such threats. The cumulative long-run risk of nuclear war in this world is far higher than in the world where the West stops Russia now.

So, while there is no risk-free option for dealing with an expansionist and tyrannical nuclear power, imposing a ‘no atrocities’ red line for Ukraine offers the best prospect of both preventing a second Holodomor and minimising the long-run risk of nuclear war.

The West should declare a ‘no atrocities’ red line now.

Will Putin’s war force more medium-sized states to seek nuclear weapons?

Russian President Vladimir Putin’s invasion of Ukraine has generated significant debate about deterrence, focused principally on Ukraine’s non-membership of NATO and the extent to which its membership aspirations represent a legitimate security concern to Russia.

But another salient detail has not escaped attention. In 1994, Ukraine agreed to destroy the nuclear stockpile—the world’s third largest—it inherited from the dissolution of the Soviet Union, in exchange for security guarantees from Russia, the United States and the United Kingdom. The aim here is not to relitigate that decision; the point is that, deprived of the two gold standards of deterrence (its own nuclear weapons or a NATO membership card), Ukraine was invaded. That won’t be lost on the handful of other medium-sized states trying to balance strategic interests in the shadow of menacing neighbours. In light of Putin’s invasion, will more states seek the ultimate deterrent?

To begin, let us define our terms. I have in mind states that satisfy the following criteria:

  • They don’t already possess nuclear weapons.
  • They are constrained by a large state that they perceive as a threat or might come to perceive as a threat.
  • They are large enough that their acquisition of nuclear weapons is plausible.
  • Their constitution doesn’t explicitly forbid the acquisition of nuclear weapons.
  • They seek an independent foreign policy or are showing signs of seeking such a policy.
  • They have no obviously superior means of outsourcing nuclear deterrence (that is, NATO membership).

Run the algorithm and it generates the following: Iran, Taiwan, Finland and Vietnam. Include states that satisfy some but not all of the criteria and the group extends to states such as Indonesia, Mexico, Japan, South Korea, Saudi Arabia, Serbia, Bangladesh and the two largest Central Asian states—Kazakhstan and Uzbekistan.

The four members of the first group all warrant closer analysis.

Let’s begin with Iran. As I have written elsewhere, Iran and the US are edging closer to reviving the Joint Comprehensive Plan of Action which was effectively torn up by Donald Trump. But who’s to say that Supreme Leader Ali Khamenei and President Ebrahim Raisi won’t be reconsidering those moves in light of the invasion of Ukraine? The war in Ukraine is likely to further destabilise the Middle East in two ways: by putting economic pressure on Arab leaders who are dependent on Russian and Ukrainian wheat to feed their people, and by expanding the economic power of Iran’s Gulf rivals as the West seeks to wean itself from Russian fossil fuels.

Both of these factors, together with the harsh lesson being dished out to Russia that participation in the global financial system creates significant interdependency risks, may convince Iran’s rulers that the leverage and deterrence that the bomb brings are worth whatever costs further sanctions might bring.

In a class of special cases, Taiwan is a particularly special one. There’s no evidence that it possesses or seeks to possess nuclear weapons. There has been virtually no talk of Taiwan developing domestic nuclear capabilities since the Taiwan Strait crisis of the mid-1990s. But, as its prowess in chip manufacturing demonstrates, Taiwan is highly technologically sophisticated. There’s little doubt that it could produce nuclear weapons if it wished. And, as China continues to stir up nationalist zeal and bolster its military capabilities while the US turns its gaze inward, Taiwan’s leaders may conclude that the deterrent value of strategic ambiguity has declined to the point where it should pursue its own path towards nuclearisation.

As for Finland, the defensive wars it fought against the Soviet Union have calcified into a wariness of Russian intentions. It is not a member of NATO or the EU, nor is it a party to the Treaty on the Prohibition of Nuclear Weapons. True, Putin’s invasion of Ukraine has pushed public support for NATO membership to record highs. But that support may subside. Finns cherish their independence. They may yet conclude that acquiring nuclear weapons is the sole means of preserving it.

Vietnam is a slightly speculative inclusion. Indeed, it is today party to most relevant non-proliferation treaties and agreements, including the Treaty of Bangkok. But it is also poised to be the first Southeast Asian state to generate its own nuclear energy—thanks in part to Russian assistance. It fought wars against China and the US within living memory, shares a 1,300-kilometre border with the former, and abstained from the UN General Assembly resolution condemning Russia’s invasion. Hanoi may decide that, despite its treaty commitments, the only way to truly guarantee its security is with its own nuclear weapons.

What about Australia? As recently as the late 1960s, Prime Minister John Gorton wanted Australia to develop its own nuclear weapons. Despite Australia signing the Nuclear Non-Proliferation Treaty in 1970 and being under the implied protection of the US nuclear umbrella, today there’s occasional debate about Australia acquiring its own weapons (strong recent pieces include one in the Australian Financial Review and another in The Strategist).

Certainly, China’s aggression is driving strategic competition in the Indo-Pacific to new levels. But I’m not convinced that Canberra’s calculations have been altered substantially by Putin’s invasion of Ukraine. First, it’s clear that the acquisition of nuclear submarines as part of the AUKUS agreement is partly intended to enhance Australia’s powers of deterrence. Second, Australia’s leaders are likely to conclude that there’s too much uncertainty about how Putin’s invasion will influence China’s actions in the region. While it’s true that the government has sought to make national security an election issue, there is no serious talk of developing our own nuclear weapons.

The countries mentioned here are likely to seek their security by other, non-nuclear means. But accumulate enough tiny probabilities and you will be confronted by an event with a low to medium probability of occurring. Leaders around the world may well have drawn the lesson that the seeds of Russia’s invasion of Ukraine were sown the day Kyiv willingly ceded its nuclear weapons. After all, only the most ardent hawk today seriously contemplates an invasion of North Korea.

Even a 5% probability that a new member will join the nuclear club—or even signal a desire to do so—should alter strategic calculations in Washington, Beijing, Moscow, Brussels and Canberra. When the stakes are so high, even a small possibility of a more multipolar nuclear order is worth taking seriously.

The case for direct military intervention in Ukraine

The West is waging a hot economic war against Russia. That Rubicon has been crossed. The West is fighting this war by arming Ukraine and imposing an economic blockade that explicitly aims to eliminate Vladimir Putin’s regime by destroying the Russian economy (and it will be destroyed). As part of this devastating economic offensive, the West has seized around US$400 billion—more than 20% of Russia’s 2021 GDP—from the Russian state by freezing Russian central bank reserves.

War is the continuation of politics by other means, and we are well into other means now.

Yet this war is destined to end in a terrible defeat for the West unless it changes its strategy. The reason is simple: you can’t wage an economic war against a hostile, nuclear-armed opponent if you accept whatever nuclear red lines your opponent chooses to proclaim.

If Ukraine does fall and Russia responds to the economic war with actions backed by nuclear threats, the West is either going to have to either call Russia’s bluff or choose defeat—with all of the terrible consequences that that would entail. So, if the West is willing to call Russia’s nuclear bluff in the unavoidable confrontation to come, then it only makes sense to do it now and intervene militarily to save Ukraine from a second Holodomor.

The economic blockade that the West is imposing upon Russia through sanctions will cripple the Russian economy. Paul Krugman writes that ‘Russia appears to be headed for a Depression-level slump’, and J.P. Morgan predicts a crash in line with that of the 1998 debt crisis. The enormous overall hit to the Russian economy that sanctions will bring about will manifest itself in myriad painful ways. For example, a fascinating Twitter thread suggests that the sanctions regime will largely eliminate Russian civil aviation. The devastating consequences of the West’s economic war on Russia will affect everyone in that country for decades to come.

Yet, as crippling as these sanctions are for the overall Russian economy, they won’t prevent Russia from completing the conquest of Ukraine (though they do have a useful role to play). At that point, Putin will be victorious—on his own terms. He will know that the West watched his forces slaughter Ukrainians because of his threat to go nuclear. He will know that the West has seized US$400 billion of his money and that the sanctions regime was intended to remove him from power. He will know that the sanctions regime will force Russia to rely upon China, in which case his legacy will be to turn Russia into China’s Belarus.

Putin will have to react. And that reaction will have to take the form of a direct confrontation with the West because he will have no other options left. When that confrontation comes, the West will have to either appease Putin by ending the economic war and recognising the Russian conquest of Ukraine or call Putin’s bluff.

The advantage of choosing defeat is that the West will reduce the risk of an immediate confrontation with Russia. However, choosing defeat will also create enormous adverse consequences and will not enable the West to escape from an eventual confrontation with Russia anyway, and on worse terms.

Choosing defeat means that Russia will have successfully waged a brutal war against a country in which the West invested enormous amounts of diplomatic and political capital. The lesson that other hostile regimes will draw is that the West won’t directly interfere in such conquests in the face of a threat to use nuclear weapons. This defeat will therefore encourage both nuclear proliferation and brutal conquests, the combination of which will lead to a far more hostile world for the West and Western ideas.

Choosing defeat will leave Putin triumphant. He will have conquered Ukraine and prevailed over the full diplomatic, political and economic might of the West. Putin has vast ambitions, aiming to do nothing less than ‘relitigate the end of the Cold War, revise the current Euro-Atlantic security system and recreate a sphere of influence in the states of the former Warsaw Pact’. Winning the war in Ukraine while humiliating the West isn’t going to temper them. Putin’s Russia is not going to stop with Ukraine.

Choosing defeat will in fact do little more than set up the next confrontation. In that next confrontation, Russia will once again threaten to go nuclear if the West crosses its proclaimed nuclear red lines.

And what are those red lines? First, Russia cannot lose a war and second, an enemy cannot threaten Russia’s prosperity (I guess that ‘no Russian figure skater shall be subjected to a drug test’ will come later).

These are fabulous red lines if your opponents believe them, because it grants you enormous power over their ability to act. But these red lines are not credible. The US has nuclear weapons precisely to ensure that it isn’t subject to this sort of nuclear coercion. As the 2018 nuclear posture review put it, ‘Potential adversaries must recognize that … any nuclear escalation will fail to achieve their objectives, and will instead result in unacceptable consequences for them.’

Russia is going to attempt to win the war in Ukraine by repeating the tactics it used on the Chechen capital of Grozny in the 1990s. It will attempt to force the Ukrainian population into submission after the war by waging a campaign of murder and terror. The West can prevent this horror by directly intervening in the war with sufficient military force to ensure that Russia’s invasion fails. Russia is planning to get away with this horror anyway by cowing the vastly more powerful West into submission with nuclear threats.

Granting Putin victory in Ukraine will not lead to peace in our time; instead, it will ensure that Putin will confront the West again. At some point, the West is going to call Putin’s nuclear bluff. Let us call that bluff now and save Ukraine.

Smartphones, digital citizens and open secrets in Russia–Ukraine war

Russia grinds towards military objectives in Ukraine as the first smartphone war confounds and surprises.

Networked warfare meets networked people. The fog of war turns to patches of mist.

Modern weapons with all the sensors of a smartphone offer the military new ways of fighting, while digital citizens use new ways of seeing and acting to shift the war calculus.

The world now has billions of digital citizens, linked by the passport they share—the device that’s constantly in their hands.

The smartphone mindset is shaping understandings of secrecy, intelligence and war.

In the court of global opinion where digital citizens dwell, Russian President Vladimir Putin has lost any ‘just war’ justification. His military assault is in no way proportionate and responds to no immediate threat. No more baloney, please—realist or Russian—about how this is the fault of NATO and the US.

Putin is bumping against the first three indictments laid at the Nuremberg trials after World War II—plotting and acting to wage aggressive war, and breaking international conventions on war crimes. We tend to remember as the defining element the fourth count that created new laws about crimes against humanity. Yet the Nuremberg prosecution concentrated on proving the first three charges to show that then, as now, a cynical regime—the government as gangster—schemed to achieve war.

In Ukraine, smartphones help win the information battle while doing the detailed work of documenting war crimes. Non-government organisations are archiving evidence collected from social media and mobile phones, aiming to secure material to the standard of evidence. Around the world, amateur open-source researchers are doing much to analyse and explain the conflict to their fellow digital citizens. Such evidence can flow to the International Criminal Court, which has opened an investigation into possible war crimes and crimes against humanity.

As open-source intelligence challenges the government monopoly on intelligence, Ukraine marks another remarkable transformation—the moment when Western powers started giving away the intelligence jewels.

In the four months before the war, the US shredded top-secret taboos to reveal detailed information about Russia’s build-up to war. The extraordinary series of disclosures happened almost as quickly as secrets were collected and assessed.

US intelligence used ‘a rebuilt source network in Russia, government and commercial satellites tracking the movement of Russian troops, an improved ability to intercept communications, and even open-source material culled from Russian social media’. And then Washington told everybody, quick and loud.

Going public, the US exposed Putin’s preparations and stripped away his pretexts and pretence. When the attack began on 24 February, Russia’s military achieved no shock and little awe.

In the shrouded and conservative bureaucracies of intelligence, giving away secrets is an offence against nature as much as a breach of security. Yet it worked amazingly well. Vanquish the grey zone by casting lots of light. Tell the truth and do it fast. Free the facts to fly out to beat the lies. Win the information war by giving the best information.

Using speed and openness to communicate seems natural enough to the digital citizens (and the first smartphone generation is percolating up though the bureaucracies that so value secrets).

When did you last see headlines about a triumph for Western intelligence agencies? Among the benefits of the accurate intelligence alert was the time the US and Europe had in which to prepare Putin pushback.

The West has unleashed economic war against Russia’s war, freezing its foreign bank accounts. The crushing sanctions and ‘instant immiseration’ of Russia, The Economist wrote, mark ‘a new era of high-risk economic warfare that could further splinter the world economy’.

The global financial system may never be the same again. Russia—and China—won’t in future put trust, or much cash, in Western banks.

Russia is being cast out of the smartphone world. Savour the symbolism of Apple’s announcement that it’ll no longer sell its cell phones in Russia.

If there’s any shock and awe happening, it’s Moscow’s amazement at the size of the sanctions. This is not what Putin expected from the decadent, declining democracies, always willing to sell their souls for a dollar.

What Putin seizes, he then must try to hold. Or as the great strategist Lawrence Freedman comments: ‘This is a war that Vladimir Putin cannot win, however long it lasts and however cruel his methods.’

The conundrum is expressed these days by the simplest of sentences: How does this end? Peering for a path to peace, Freedman poses his own, more hopeful question: ‘Can a war launched on lies be stopped with the truth?’

If Putin grinds on, the smartphone war may just deliver regime change in Russia rather than Ukraine.

That thought tantalises the thinking of Australia’s chief spy, who sat down for a rare on-the-record chat with the Australian Financial Review. The head of the Australian Secret Intelligence Service, Paul Symon, offered this analysis:

The public is now seeing President Putin as a quite lonely man, a quite vulnerable man. You can see that in his body language. He is increasingly taking personal responsibility for all of the judgments, the mistakes and operations that Russia undertakes, and he will be held accountable for that.

Putin brooks no dissent. But he is becoming more, not less, vulnerable. It’s too hard to speculate on his future just yet, but the emerging trend of personal miscalculation, combined with the loneliness of supreme leadership that he seems to prefer, does not augur well for his future.

A drama critic’s judgement on a performance of Shakespeare’s Henry V applies equally to Putin’s folly: ‘[T]his kind of war—waged dishonestly for territory and self-aggrandisement—is murder in uniform.’

Cyber lessons in the wake of Russia’s invasion of Ukraine

The way cyber actions have played out in the Russian invasion of Ukraine hasn’t followed the anticipated script. The attacks on Ukrainian government agencies and banks in early and mid-February were not unexpected, given Russian rhetoric. But the ‘cyber Pearl Harbor’ that some had anticipated hasn’t occurred.

Russia may well have drawn different conclusions to others from its experience in Georgia in 2008 and its 2014 invasion of Ukraine. Both were notable for their use of cyber—attacking infrastructure and government agencies, destabilising decision-making and sowing confusion regarding purpose, responsibility and the on-the-ground situation. The integration of cyber, political and psychological activities with conventional operations, progressively escalating effort from influence operations to full kinetic warfare, became known as hybrid warfare or the Gerasimov doctrine, after the Russian chief of the general staff.

Practice proved less smooth than theory. Russia’s effort in Georgia arguably was more successful than the more ambitious activity in 2014 in the more advanced Ukraine. Georgian government decision-making was disrupted, the Russians confused the issue and effectively defanged an international response, and Ossetian secessionists, with some support, proved good enough against the Georgian military.

In Ukraine in 2014, Vladimir Putin was progressively forced to show his hand and commit conventional forces as cyber, disinformation and his ‘little green men’ proved of limited value. Still, Putin succeeded in annexing Crimea and supporting limited secessionist effort in Donbas—enough to encourage his invasion this year.

Since then, cyber has proved useful to Moscow in other ways. Russia continued to improve its cyber capabilities, extending into active disinformation operations in the West, including the 2016 US and 2017 French presidential elections (and possibly the 2016 Brexit referendum in the UK). In 2017, the Russian group Sandworm launched the NotPetya malware. Though the targets were Ukrainian companies and the country’s government, NotPetya spread quickly, demonstrating the indiscriminate damage such tactics can cause.

Later Russian activity was both better targeted and more sophisticated and may reflect caution over possible consequences to its own systems and interests resulting from malware spreading unchecked in the wild. And as the 2019 SolarWinds attack showed, attacks ‘deep in the stack’ and supply chain can offer considerable breadth and scope for exploitation, including for intelligence purposes.

The limited cyber activity in the current Russian invasion of Ukraine may be a recognition of its constraints in warfare. In the heat of conventional battle, the use of cyber will be highly tactical—classic signals intelligence—aimed at disrupting enemy digital systems. Because of the dependence of all modern states on digital systems for their military capabilities, protagonists won’t want to suffer blowback from malware loose in the wild.

Still, we would expect continued efforts to place malware, prepare the ground for a Russian takeover and shape the information environment outside the immediate sphere of operations. There is, after all, the broader information war to prosecute.

In hindsight, Putin has been set on this course for some time. However, the unanticipated use of US and UK intelligence to expose Russian mustering and intent shouldn’t be underestimated in terms of garnering global support. And the Ukrainians—government, community and supporters—have used social media to great effect.

These factors have cast doubt on Russia’s superiority in maskirovka, the use of disinformation, intimidation and deception, which has been employed since the country’s tsarist days and was refined during Soviet repression. The Russian government’s previous actions in Georgia and Ukraine, as well as cyber operations during the 2016 US presidential campaign, all echo those of the Soviet Union. Antecedents to Putin’s ‘little green men’ can be found in Stalin’s tactics in Ukraine in the 1920s and 1930s.

A central focus of maskirovka is domestic audiences and bolstering internal legitimacy—typical of repressive regimes everywhere. Putin’s crackdown on internal dissent—arresting protesters, silencing the few remaining independent broadcasters, pressuring tech platforms, possibly with more to come—is likely to harden as the Russian campaign in Ukraine regroups. We should expect use of ‘fellow travellers’ outside Russia, of which there remain many, including in the Trump wing of the Republican Party, and of nations from which it can call in favours or leverage concessions. And we should expect use of cyber to block, intimidate and disrupt dissenters and simply to sow confusion.

It’s early days in this conflict. Russian pressure on Ukraine will increase, even as its military resorts to tried and true tactics of destruction. In the meantime, there are some conclusions that may be drawn for Australia.

First, cyber is a classic ‘grey zone’ tool: it is ambiguous and potentially valuable for intelligence, developing influence, seeding uncertainty and shaping the information environment for the first few days of a conflict. We should be as sceptical of reliance on cyber for substantive outcomes as we are of claims of a cyber Pearl Harbor.

Second, nation-states don’t have a monopoly over the use of cyber. Some hacktivist and criminal groups are taking sides in the current conflict. Others—including nation-states—will seek to exploit both the distraction of agencies and the disruption of conflict. Cyber defence is getting harder and commercial companies and researchers often take point. All this activity is muddying the information environment, making signalling harder and increasing the prospect of miscalculation.

Third, the role of technology companies is increasingly important. Governments no longer have such assets under their direct control and yet are critically dependent on them. It’s not simply content. The withdrawal of major tech companies will give Russia increased impetus to develop sovereign capability. We can expect China and other authoritarian states to increase their control over tech companies, and even Western governments will give pause to consider their dependence.

Fourth, the importance of communities outside formal institutions. As Peter Singer has noted, the Ukrainians have provided something of masterclass in strategic communications and activities, from formally applying for EU membership to videos of grandmothers offering sunflower seeds to Russian soldiers. Normal government approaches aren’t well suited to the irreverence and spontaneity of a fast-moving social media environment.

Fifth, Australia’s formal institutions need to show coordination, imagination, active engagement and transparency—much as the UK and US governments demonstrated with the release of intelligence analysis. In a competition with closed, authoritarian states, transparency, adherence to democratic values and support of human rights and liberties offer the best counter.

Despite the tragedy unfolding in Ukraine, we should not forget that the main game remains China; the one clear beneficiary of the invasion is the Chinese Communist Party. We should take care to understand the nature of cyber and information warfare in this conflict, not least to better prepare ourselves for increased pressure in the grey zone.

Putin’s MAD world

Nuclear weapons have, since their inception, been a paradox: the mightiest of weapons that we dare never use. The nature of this paradox was best exemplified by the Cold War doctrine of MAD—mutual assured destruction. If both sides have vast arsenals of nuclear weapons, then both sides can destroy each other. Thus, using nuclear weapons becomes unthinkable because it would pointlessly lead only to an apocalyptic stalemate, and so no side would be crazy enough to try. But this theory doesn’t cover all the possibilities of nuclear conflict.

What if only one side in a conflict has nuclear weapons? What’s stopping the nuclear-armed side from using its nuclear weapons in that scenario? What if a nuclear first strike can knock out the nuclear arsenal of the other side? Is the use of nuclear weapons unthinkable in that scenario? What if one side launches only a limited nuclear attack, such as using battlefield tactical nuclear weapons? How should the other side retaliate in that scenario?

What if a madman, zealot or fanatic obtained nuclear weapons, someone divorced from rational calculation or uninterested in preserving human life? How does the fear of nuclear retaliation deter such a person?

But in the end, the Cold War concluded without anyone using nuclear weapons, and it has now been 77 years since they were last used in combat on Hiroshima and Nagasaki. But the paradoxes of nuclear weapons haven’t gone away. In my recent book, Big wars: why do they happen and when will the next one be?, I explore the most likely scenarios in which nuclear weapons might conceivably be used in the future.

The most likely scenario is if a nuclear-armed nation were facing a potential military defeat in a conventional war against a non-nuclear foe. In such a scenario it might be all too tempting for the nuclear-armed side to try to solve its military problem with nuclear weapons. The non-nuclear victim of a nuclear attack could not retaliate, and there would be serious doubts about whether others would retaliate on its behalf given the fear that they might then be next.

Informing my choice is the fact that it has been this precise scenario that has seen the world come closest to nuclear weapons being used in the past 77 years. The United States contemplated using nuclear weapons during the Korean War in 1950 when its conventional forces were being overrun by a Chinese assault. In 1954, President Dwight Eisenhower contemplated using nuclear weapons to end the communist Viet Minh siege of the French base of Dien Bien Phu in Indochina. In 1968, President Lyndon Johnson contemplated using nuclear weapons to end the North Vietnamese siege of the US base at Khe Sanh in South Vietnam. In 1973, Israeli Prime Minister Golda Meir contemplated a nuclear response to the attack on her country by Egypt and Syria during the Yom Kippur War. All of these examples involved a nuclear-armed nation losing a conventional war to a non-nuclear-armed foe.

If someone did make the callous decision to resort to nuclear weapons in such a scenario, they would be lumped with international opprobrium to be sure, but in the desperate circumstances of potentially losing a war, that might not restrain the unscrupulous. Which brings us to the current war unfolding in Ukraine.

Details are sketchy, but what seems clear is that the Russian ground attack has faced serious opposition, far tougher than many expected, and there seems a risk of Russian forces getting bogged down. In the face of harsh sanctions, the costs of a drawn-out war will mount, and an increasingly unhinged Russian President Vladimir Putin may get desperate. He has already warned of consequences ‘such as you have never seen in your entire history’ for those who interfere with his schemes in Ukraine, a thinly veiled threat to use nuclear weapons, followed days later by his decision to put Russia’s nuclear forces on high alert.

Many in the West fear Putin may start a nuclear war. I fear he will use nuclear weapons, but not against the West. If Russia’s conventional forces continue to struggle in Ukraine, the use of tactical nuclear weapons in that country seems more plausible. Ukraine couldn’t retaliate since it gave up its nuclear weapons after the collapse of the Soviet Union. Would the US or NATO seriously risk a global apocalypse by retaliating on its behalf? Putin, if desperate, may calculate that they won’t.

Many are already claiming that the war in Ukraine is a turning point in history, with major global ramifications for defence spending, alliance strategies, and energy and climate change policies. But that historical turning point will become more precipitous and jagged if this conflict sees the 77-year taboo on the use of nuclear weapons come to an end. But that long taboo is part of the reason Putin might contemplate using them. If nuclear weapons are abhorrent and unthinkable to the West, then in the eyes of the unscrupulous the West is unlikely to use them, so the risk of retaliation is small, especially if the West is not directly attacked.

This is the paradox of nuclear weapons: the less we want to use them, the harder it is to deter others from using them.

Will Putin use nuclear weapons?

It’s still early days in the Russian invasion of Ukraine, but so far nuclear issues have enjoyed a much higher profile than might have been expected. A strategic missile exercise formed part of the lead-up to the invasion. And when first launching the military operation last Thursday, Putin warned darkly that any country that stood in Russia’s way would suffer ‘consequences that you have never encountered in your history’.

Since then, we’ve had statements that allege the invasion was motivated in part by a concern that Ukraine was a proliferation threat. We’ve had a Russian spokesman say that the reason Chernobyl was seized so early in the campaign was to deny Ukraine the option of making a ‘dirty’ bomb. And we’ve had voters in Belarus—in a disputed referendum—renounce the anti-nuclear clause in its constitution, opening up the possible deployment of Russian nuclear weapons there.

Perhaps most worryingly, on Sunday Putin instructed his defence minister and chief of the general staff to raise the alert level of Russian deterrence forces by putting them on a ‘special regime of combat duty’. It’s not clear what he meant. US defence officials observed that this was not a term of operational art with which they were familiar and stated that they had seen no subsequent ‘muscle movement’ in the status of the Russian nuclear arsenal.

The Russian ministry of defence confirmed on Monday that its nuclear missile forces and the Northern and Pacific fleets had been placed on ‘enhanced’ combat duty. Some reports spoke of Russia boosting staff at its nuclear sites—which might mean that all leave has been cancelled.

All of this has made for a hectic time in the world of nuclear strategists. Nuclear signalling is woven through the invasion of Ukraine in a way we haven’t seen since the days of the Cuban missile crisis. Naturally, it has fed a wave of speculation on social media about the potential crossing of the nuclear threshold, either deliberately or inadvertently.

In early June 2020, Russia published an official outline of the principles underpinning Russian nuclear deterrence. (The online English translation seems currently inaccessible, perhaps as a result of the attack by the group called Anonymous against Russian governmental internet sites, but a quick summary can be found here.) The document lists four instances in which Russia might resort to use of nuclear weapons:

  • in response to the use of nuclear and other types of weapons of mass destruction against it and/or its allies
  • in the event of aggression against the Russian Federation with the use of conventional weapons when the very existence of the state is in jeopardy
  • when there is reliable data on a launch of ballistic missiles attacking the territory of the Russian Federation and/or its allies
  • in the event of an attack by an adversary against critical governmental or military sites of the Russian Federation, disruption of which would undermine nuclear forces’ response options.

Some of Putin’s comments suggest an effort to make out a case under the second of those provisions. That’s a stretch. The transfer to Ukraine of lethal conventional military equipment from NATO members and other countries, at a time when a daunting array of sanctions are hitting the regime and its supporters, certainly isn’t seen in Washington, European capitals, or Canberra, as ‘aggression’ jeopardising the ‘very existence’ of the Russian state. True, some commentators do see those actions as jeopardising the future of Putin’s regime, but most see them simply as incentives for Moscow to change course in relation to its intended subjugation of Ukraine.

Still, Putin’s behaviour has been more than a little odd lately—including his apparent fascination with long-distance seating arrangements. Driven by a long list of perceived grievances, a burning ambition to recreate Greater Russia, and wounded pride, Putin might well see his own role in more sweeping historical terms.

That means, of course, that escalation is still more likely than de-escalation. Might that escalation involve nuclear weapons? Yes. But, from the Cold War days, Western intelligence probably still has available to it a good-sized list of warning indicators for imminent nuclear use. I don’t think we’re close to that.

And remember that Putin has a range of other, more likely, options. Those include a more vigorous prosecution of his current strategy—the toppling of the current government in Kiev, the installation of a more compliant regime in its place, and the gradual incorporation of Ukraine back under Moscow’s control. Easier said than done, certainly, but Moscow has form in that regard. He might also choose to strike—with conventional weapons—at the supply lines through which military equipment is finding its way into Ukraine. Or he might have in mind a more distant target set, again without necessarily resorting to nuclear weapons.

Strategic deterrence today doesn’t turn merely upon the old division of weapons into the conventional and the nuclear. Conflict has become multi-domain. Long-range precision-strike conventional weapons, options in the cyber realm, and space and counterspace weaponry are all possibilities.

In short, nuclear weapons have so far played a larger role in the crisis than expected—but there are still many paths forward.

Australian Spike missiles could have helped Ukraine, but they’re not even being built yet

When the United States offered to evacuate Ukrainian President Volodymyr Zelensky two days after Russia launched its unprovoked invasion of his country, he replied, ‘The fight is here; I need ammunition, not a ride.’

Many of the fence-sitting Western democracies have now agreed to provide that ammunition, including Germany, which has abandoned its ludicrous position that it was somehow legitimate to sell weapons to Middle Eastern autocracies but not to a neighbouring democracy that is fighting for its life.

Prime Minister Scott Morrison has also stated that Australia will now provide weapons and not merely non-lethal assistance. Australia is ‘working through’ the details of that contribution with its partners.

But working through the options will likely show how woefully unprepared Australia is to defend itself, let alone help others.

At first blush, donations of the Javelin shoulder-fired anti-tank missile would seem to be a good choice. The US has been providing them to Ukraine, which has been putting them to use. So much so that Saint Javelin is becoming a symbol of the Ukrainians’ determined resistance.

The Australian Army has used Javelins since at least 2003 when the special forces employed them in Iraq. In October 2020, the US approved the sale of a further 200 Javelins to Australia.

But the footage posted on social media showing burning armoured vehicles across Ukraine suggests that Australia could provide all 200 and it would only meet a few hours’ consumption—and leave few here for our army.

That’s been one of the key lessons from recent armed conflict; the consumption of guided weapons is huge and maintaining the flow to troops is crucial to success.

But it doesn’t appear that the Australian Department of Defence has learned that lesson if the recent history of its (non-)acquisition of the Spike missile is anything to go by.

In August 2018 the government announced it had selected the Spike LR2 (the long-range version) to arm the army’s Boxer combat reconnaissance vehicles and that it would be built here. Spike, produced by Israeli company Rafael, is in a similar class of weapon to the Javelin, but in addition to the man-portable version it also has longer range variants that can be installed on vehicles, helicopters, drones and even small warships.

Three and a half years later, where are we? Can we supply Spike missiles from an Australian production line to the beleaguered Ukrainians (putting aside the separate and rather sensitive question of whether Israel would allow it)? Unfortunately, no. Not only are missiles not coming off an Australian production line, but Rafael and its local partner Varley Rafael Australia haven’t even received a contract to start production.

Defence officials have said that Rafael’s technical data was inadequate to allow Defence to certify the missile, so Varley Rafael Australia has been engaged to ‘support technical certification of Spike’. Let’s unpack that. Spike variants have been in service since the 1980s and the long-range version sought by Australia has been around for more than a decade. Not only is Spike in service with 36 nations, it’s manufactured under licence in several countries. These include advanced industrial nations such as Germany that have very mature engineering, production and technical certification processes.

So, we have to conclude either that a mature missile that is being produced by technologically advanced countries such as Israel and Germany somehow has terrible technical documentation or that Defence’s Capability Acquisition and Sustainment Group has such uniquely high technical certification requirements that they greatly exceed those of other demanding users and producers. Since the former appears unlikely, one can only conclude that the latter is the case.

We should also recall that since that 2018 announcement, the government released its 2020 defence strategic update which assessed that the Australian Defence Force needed more offensive firepower and, perhaps most importantly, we could no longer rely on 10 years of warning to acquire that firepower to prepare for regional conflict involving Australia. The update also announced that ‘Defence will increase the range and quantity of the weapon stocks it holds. Funding has also been allocated for exploring and potentially implementing additional measures, including the development of sovereign manufacturing capabilities for advanced guided weapons.’

In March last year, the government announced that it would actually establish a sovereign guided weapons enterprise. A billion dollars has been allocated to set it up, in addition to the planned $100 billion acquisition of guided weapons systems themselves. And in August the government reiterated the need for a sovereign industry to enhance defence self-reliance.

But despite the government’s statements of urgency and intent, Defence has still not started production of a mature, state-of-the-art weapon that the government announced it would acquire years ago and whose producer is willing to make here.

Certainly, it’s unfortunate that this means the Australian government has missed the opportunity to provide St Spike to Ukraine, but we should be even more concerned about Defence’s unwillingness to grasp the opportunity to boost its own capability. It’s possible that Defence is thinking there’s no rush to get Spike into service since local production of the Boxers won’t even start until next year (that is, more than five years after the government gave approval to acquire them, and four defence ministers ago).

But since locally produced variants of Spike could also be used by the army’s new Apache attack helicopters, installed on the army’s new Hawkei protected vehicles or even integrated into autonomous vehicles, aircraft and vessels, it seems like greater imagination and urgency are warranted. Who knows, we might even put containers of the 30-kilometre range ‘non line of sight’ version on the navy’s new 1,800-tonne offshore patrol vessels, which are being launched virtually unarmed. Or we can wait until the first Hunter-class frigate arrives sometime around 2034 for our next increase in maritime capability.

The common response to the Russian invasion across the board—from world leaders to displaced Ukrainians streaming across the Polish border—is the statement, ‘I never thought it could happen here.’ But in a world of hostile, unaccountable and virtually irrational autocrats, it’s time for the Department of Defence to recognise that it actually could happen here, to us or to one of our regional friends. It needs to break out of its peacetime mentality where time is free and seeking the perfect trumps actually delivering the goods. Instead, it must do everything it possibly can to urgently acquire lethal warfighting capabilities.

Editors’ note: Last year, Rafael Australia Pty Ltd provided ASPI with funding to host a workshop on implementing Australia’s sovereign guided weapons enterprise.