Tag Archive for: Non-Proliferation

Agenda for Change 2016: Strategic choices for the next government

The defence of Australia’s interests is a core business of federal governments. Regardless of who wins the election on July 2, the incoming government will have to grapple with a wide range of security issues. This report provides a range of perspectives on selected defence and national security issues, as well as a number of policy recommendations.

Contributors include Kim Beazley, Peter Jennings, Graeme Dobell, Shiro Armstrong, Andrew Davies, Tobias Feakin, Malcolm Davis, Rod Lyon, Mark Thomson, Jacinta Carroll, Paul Barnes, John Coyne, David Connery, Anthony Bergin, Lisa Sharland, Christopher Cowan, James Mugg, Simon Norton, Cesar Alvarez, Jessica Woodall, Zoe Hawkins, Liam Nevill, Dione Hodgson, David Lang, Amelia Long and Lachlan Wilson.

ASPI produced a similar brief before the 2013 election. There are some enduring challenges, such as cybersecurity, terrorism and an uncertain global economic outlook. Natural disasters are a constant feature of life on the Pacific and Indian Ocean rim.

But there are also challenges that didn’t seem so acute only three years ago such as recent events in the South China Sea, North Korea’s nuclear and missile programs, and ISIS as a military threat and an exporter of global terrorism.

The incumbent for the next term of government will have to deal with these issues.

Launch Video

Tag Archive for: Non-Proliferation

India’s quest to normalise its nuclear status

Among the big changes in the global strategic landscape since the Nuclear Non-Proliferation Treaty came into force in 1970 is the expansion of the nuclear club from five to nine. All five nuclear powers at that time were recognised as nuclear-weapon states by the NPT. Since then, four more countries have gate-crashed the exclusive nuclear club: Israel, India, Pakistan and North Korea.

The first three have been de facto nuclear-armed states for decades, and North Korea conducted its first nuclear test in 2006. But because of an Alice-in-Wonderland definition in the treaty—nuclear-weapon states are countries that nuclear-tested before 1 January 1967—they can’t be recognised as nuclear-weapon states. The legal straitjacket means the NPT can’t function as the normative framework for the nuclear policies of four of the world’s nine nuclear-armed states: a triumph of definitional purity over strategic reality.

The NPT is supplemented by several other treaties and arrangements that together constitute the broader non-proliferation regime. All are designed to reinforce the NPT standards. On the one hand, part of the NPT bargain is to help non-nuclear-weapon states in the peaceful applications of nuclear energy. On the other, the treaty prohibits any form of assistance to non-nuclear states in getting the bomb. Accordingly, assistance with peaceful applications of nuclear energy is subject to safeguards, and increasingly stringent export controls were instituted to eliminate the risk of nuclear trade being diverted into weapons programs.

There are four key arms control export arrangements. India’s 1974 nuclear test showed that reliance on the good faith of a recipient of nuclear assistance was misplaced. In response, the Nuclear Suppliers Group (NSG) was established in 1975 to tighten export procedures for sensitive nuclear materials and technology. The Australia Group was founded in 1985 as an informal forum for the harmonisation of export controls on proliferation-sensitive chemical and biological materials. The 1987 Missile Technology Control Regime targets missile and drone technology. And the 1996 Wassenaar Arrangement is a voluntary regime covering the export of conventional arms and dual-use technologies to problematic states and nonstate groups.

For 30 years, India was the most prominent critic of the NPT for having institutionalised nuclear apartheid and it denounced the export control arrangements as technology-denial regimes and supplier cartels. After the 1998 nuclear tests, India became a self-declared nuclear-weapon-possessing state. With uncharacteristic strategic realism, it calculated that the US was the only country that mattered in breaking out of the punitive measures imposed to curtail its nuclear ambitions. Once Washington relented, others would grudgingly follow and a pathway would open for India to integrate into the global nuclear order.

Sure enough, after the negotiation of a US–India civil nuclear agreement in 2008, India-specific exemptions followed from the International Atomic Energy Agency, the NSG and also many bilateral deals with other countries, including Australia.

India’s next target in the quest to normalise its global nuclear status was membership of the four export control regimes. India believes it is well qualified for all four given its firm commitment to non-proliferation, effective export controls and capacity to produce regime-regulated goods and technologies. Initially India sought entry into all four regimes as a package, but then diplomatic sense prevailed and India was accepted into the Missile Technology Control Regime, the Wassenaar Arrangement and the Australia Group over 2016–2018.

Negotiations for NSG membership, however, have proven protracted and contentious. The NSG members are divided—some strongly oppose admitting non-NPT countries; others demand stringent non-proliferation commitments as the price of membership; a third group wants to prioritise the development of technical and legal criteria before evaluating candidate countries’ applications against non-discriminatory criteria; and for the rest, the chief criterion is geopolitics.

As with any club, one could make a functionalist argument: all countries that are essential or relevant for realising the goals and implementing the purposes of a grouping should be members. The Comprehensive Nuclear-Test-Ban Treaty took this to an extreme in making the treaty’s entry into force conditional on every relevant country becoming a party, a uniquely self-destructive provision that has left it in a legal limbo. From this perspective, all existing and potential supplier states should be encouraged to join the NSG. Their participation would add legitimacy, promote information-sharing and best-practice exchange, and dampen incentives for illicit trade.

An alternative approach is to caution against rewarding rogue behaviour that should be punished. The rules-based global nuclear order can only be further damaged by opening the doors of the NSG to the very countries whose norm-defying actions led to its creation in the first place. If India does become a member of the NSG that was set up to check its nuclear ambitions, this will prove that history does irony.

The third pathway is to accept that sovereign states are fully within their rights to reject treaties they believe circumscribe their national security options. What is important instead is their actual non-proliferation behaviour: is it consistent with the norms of a responsible nuclear power? This argument is deployed by India’s advocates and backers to differentiate it from Pakistan.

However, putting aside the historical legacy of the notorious A.Q. Khan network, the recent non-proliferation records of India and Pakistan are broadly comparable. As Pakistan gets most of its nuclear supplies from China, its primary motivation in seeking NSG membership is related not to commercial considerations but status: parity with India. Because Pakistan can’t offer the lure of a nuclear market, others are less interested in backing its bid but instead oppose it based on lingering concerns over stability, volatility and state-sponsored jihadism.

Many would prefer a criteria-based decision rather than make yet another exception for India as a de facto US security partner in the China containment strategy. Unfortunately, the NSG’s politicisation means countries—applicants, backers and opponents—put a greater premium on its status value than its functional goals. In practice, the most common criterion has been bilateral relations based on geopolitical calculations.

But in truth, the push for and receptivity to India’s membership have been driven largely by India’s growing salience as an international actor. India’s rising global profile and diplomatic weight gave Washington some but not sufficient leverage in the campaign for NSG membership. But this means China, which is also Pakistan’s nuclear patron, remains opposed to India’s application and the consensus requirement has enabled China to derail India’s bid.

The NSG has taken the predictable path of caution to defer a final decision. No movement is likely until after this year’s NPT review conference from 27 April to 22 May. Meanwhile, a stalled economy will continue to weaken India’s candidacy.

Should Australia build its own nuclear arsenal?

ASPI releases today the second issue of its Strategist Selections series, pulling together a collection of 36 of my Strategist posts on nuclear strategy. I’m honoured to follow in the footsteps of Kim Beazley, whose collected posts formed the first issue, and hope that readers find value in the latest publication. The Strategist, ASPI’s commentary and analysis site, is now over seven years old, and a vast archive of more than 6,000 articles is there for the mining. I do not think the latest volume in the series could be more timely.

In recent months the question of whether Australia should build its own nuclear arsenal has received considerable attention. It’s a question that demands careful handling, not least because it’s an invitation to the incautious respondent to take a length of rope and hang themselves in the corner. And all too often, respondents do exactly that, burdening the argument for a domestic nuclear arsenal with poor judgement, strategic paranoia and moral insensibilities.

For many years the simple, formal answer to the question has always been the same: Australia is a party to the Nuclear Non-Proliferation Treaty, and it is not a repentant state. (Repentant states are those that signed the treaty but later came to regret their own hastiness.) That’s because the NPT generally represents the last major occasion on which states were asked to choose their nuclear identity.

The strategic commentariat has, over the years, been reluctant to challenge the choice Canberra made then. For good reason: Australia hasn’t confronted a serious strategic challenge since Richard Nixon’s opening to China, an event almost contemporaneous with the NPT. That’s why Hugh White’s recent book is novel. It explores the option of an indigenous arsenal essentially in 21st-century strategic terms.

So, should Australia build its own nuclear arsenal? I think the answer is, ‘Yes, if it needs to.’ That’s a big ‘if’—indeed, a series of big ‘ifs’: if the regional strategic environment becomes appreciably darker; if US extended nuclear deterrence is no longer available, or patently incredible; and, perhaps just as importantly, if there’s bipartisan Australian acceptance of the need for an indigenous arsenal.

The first ‘if’ poses a major challenge of assessment: how dark does the regional strategic environment need to be? The fact that the Australian mainstream is already broken over the ‘China threat’, despite China’s recent blatantly coercive behaviour, doesn’t bode well for its ability to reach a consensus on what might constitute the grounds for initiating a nuclear-weapons program.

I’d venture one, imperfect, benchmark: the environment would need to be sufficiently dark that an Australian nuclear-weapons program would be seen (by some countries at least) as a positive contribution to regional stability. It certainly would have to be dark enough for us to satisfy the ‘supreme national interests’ test of Article X of the NPT—the article covering withdrawal from the treaty.

The second ‘if’—extended deterrence—is already encountering some choppy waters, waters which Donald Trump’s presidency has roiled rather than calmed. True, the administration’s 2018 nuclear posture review comes closer to underlining the specific provision of a US nuclear umbrella to Australia than any of its predecessors. On page 22 of the main text, there’s a sentence that reads: ‘The United States has extended nuclear deterrence commitments that assure European, Asian, and Pacific allies.’ That’s an interesting separation of America’s usually hyphenated Asian and Pacific allies, and may reflect a deliberate attempt by Washington to reinforce its assurance to Australia.

Still, US extended nuclear deterrence was a doctrine invented for a different era; it faces genuine credibility issues in a more risk-tolerant world, especially if themes of nationalism and buck-passing continue to resonate in US strategic policy.

The third ‘if’ is just as awkward, and often overlooked. Australia, to use a rowing metaphor, hasn’t got its head in the boat in relation to an indigenous nuclear-weapons program. For Australian thinking about nuclear weapons to change, we’d probably have to be facing an existential threat. Only such a condition could generate the level of bipartisan agreement necessary to develop, build and deploy a serious nuclear force.

But, of course, if we were staring down the barrel of an existential threat, we’d probably want to have a nuclear arsenal to hand relatively quickly. And there’s the problem. Nuclear-weapons programs take time. In wintertime, many Canberrans are acutely conscious of how far their most remote hot-water tap is from their hot-water system, and the amount of time it takes for hot water to move through the house. But pursuing an indigenous nuclear-weapons program in Australia’s current circumstances would be worse: it would be the equivalent of turning on a tap in a house to which no hot-water system had ever been fitted.

It would be easier to build nuclear weapons if we had in place a stronger core of nuclear skills in our workforce, some capacity to produce fissionable materials, and a suitable delivery vehicle. (More ‘ifs’.) Australia has few of those assets. We have one research reactor at Lucas Heights. We have neither an enrichment capability for uranium nor a reprocessing facility for plutonium. And our best delivery vehicle, the F-111, has long since faded into history. If Australia was to attempt to proliferate, using only national resources, we’d likely face a 15-year-plus haul.

Working in partnership with others would allow us to shorten that timeframe. Indeed, in a post-NPT world we might even be able to buy an arsenal, or critical parts thereof, off the shelf—our usual path to acquiring high-technology military weaponry. But that seems an unlikely scenario.

Nuclear weapons cast long political shadows—which, indeed, is their primary purpose. But they’re also weapons of mass destruction, meaning a decision to proliferate should never be taken lightly.

Personally, I think there are enough large strategic variables already at play that we should be thinking now about an indigenous nuclear-weapons program in much the same way that we did between the 1950s and 1970s.

That is, we should be acting to minimise the lead time required for us to have such a capability, just in case we decide we do need it.

The bomb for Australia? (Part 1)

In this three-part series, I examine the counter-arguments that proponents of Australia obtaining nuclear weapons need to address before the nation contemplates such a move.

A heavyweight trio of Australia’s strategic and defence policy analysts has opened a debate on the possibility of Australia acquiring nuclear weapons. Paul Dibb and Richard Brabin-Smith documented the increased strategic risk to Australia based on a critical assessment of China’s capabilities, motives and intent.

Paul took that further in The Australian, canvassing the idea of investing in capabilities that would reduce the lead time for getting the bomb to give us more options for dealing with growing strategic uncertainty. North Korea’s nuclear advances and diminishing confidence in the dependability of US extended nuclear deterrence add to the sense of strategic unease.

Andrew Davies inferred Hugh White’s support for the idea and implied that both Paul and Hugh had been too coy to take their analyses to the logical conclusion. Hugh has been the preeminent Australian analyst advocating an independent recalibration of our position vis‑à‑vis the China–US tussle for strategic primacy in the Asia–Pacific.

In reply, Hugh politely, gently but firmly rejected the implication that he’s a closet supporter of Australia taking the nuclear weapon path. He neither advocates nor predicts that Australia should or will go nuclear. He professes uncertainty about the role of nuclear weapons in shaping Asia’s emerging strategic landscape, highlights the importance of getting the decisions right on conventional capabilities first, and points to the choices and trade-offs that would then have to be made between the security benefits and risks of a weaponised nuclear capability.

Who will call out the nuclear emperor for being naked? Nuclear weapons haven’t been used since 1945—Hiroshima was the first time and Nagasaki the last. Their very destructiveness makes them qualitatively different in political and moral terms, to the point of rendering them unusable. A calculated use of the bomb is less likely than one resulting from system malfunction, faulty information or rogue launch.

On the other hand, the non-trivial risks of inadvertent use mean that the world’s very existence is hostage to indefinite continuance of the same good fortune that has ensured no use since 1945.

Curiously, Hugh, Paul and Andrew don’t explore the roles that nuclear weapons might play, the functions they would perform, and the circumstances and conditions in which those roles and functions would prove effective. This is a crucial omission. The arguments I canvassed in a review of the illusory gains and lasting insecurities of India’s nuclear weapon acquisition apply with equal force to Australia, albeit with appropriate modifications for our circumstances.

In short, the nuclear equation just does not compute for Australia.

Consistent with the moral taint associated with the bomb, the most common justification for getting or keeping nuclear weapons isn’t that we’d want to use them against anyone else. We’d only want them either to avert nuclear blackmail or to deter an attack. Neither of those arguments holds up against the historical record or in logic.

The belief in the coercive utility of nuclear weapons is widely internalised, owing in no small measure to Japan’s surrender immediately after Hiroshima and Nagasaki. Yet the evidence is surprisingly clear that the close chronology is a coincidence. In Japanese decision-makers’ minds, the decisive factor in their unconditional surrender was the entry of the Soviet Union into the Pacific war against Japan’s essentially undefended northern approaches, and the fear that the Soviets would be the occupying power unless Japan surrendered to the US first. Hiroshima was bombed on 6 August 1945, Nagasaki on 9 August. Moscow broke its neutrality pact to attack Japan on 9 August and Tokyo announced the surrender on 15 August.

There’s been no clear-cut instance since then of a non-nuclear state having been bullied into changing its behaviour by the overt or implicit threat of being bombed by nuclear weapons.

The normative taboo against the most indiscriminately inhumane weapon ever invented is so comprehensive and robust that under no conceivable circumstances will its use against a non-nuclear state compensate for the political costs. That’s why nuclear powers have accepted defeat at the hands of non-nuclear states (for example, Vietnam and Afghanistan) rather than escalate armed conflict to the nuclear level. Non-nuclear Argentina even invaded the Falkland Islands in 1982 despite Britain’s nuclear arsenal.

Australia’s nuclear breakout would also guarantee the collapse of the NPT order and lead to a cascade of proliferation. Each additional entrant into the nuclear club multiplies the risk of inadvertent war geometrically. That threat would vastly exceed the dubious and marginal security gains of possession. The contemporary risks of proliferation to, and use by, irresponsible states in volatile conflict-prone regions, or even by suicide terrorists, outweigh realistic security benefits. A more rational and prudent approach to reducing nuclear risks to Australia would be to actively advocate and pursue the minimisation, reduction and elimination agendas for the short, medium and long terms identified in the Report of the International Commission on Nuclear Non-Proliferation and Disarmament—an Australian initiative that was co-chaired by distinguished former Australian and Japanese foreign ministers.

Going nuclear?

Nuclear weapons and their role in Australia’s future defence are being openly debated by some key thinkers in Canberra. A recent ASPI Strategic Insights paper by Paul Dibb and Richard Brabin-Smith highlights a worsening security outlook and reduction in strategic warning for major-power threats. Hugh White’s latest Quarterly Essay, ‘Without America’, raises the prospect of the US ceding the Asia–Pacific to a rising China, and examines Australia’s defence policy options in this much more contested security future. White suggests that Australia may need to re-examine nuclear weapons as an option, and Dibb has called for a review of the process and the technological lead time to acquire such weapons. Finally, ASPI’s Andrew Davies has pointed out that the logical endpoint of the analysis conducted by Dibb and Brabin-Smith and White is an Australian nuclear weapons capability.

So the topic is very much on the table. That’s a sign of how bad things may get in coming years. But realistically, what would be the triggers for Australia taking such a step?

It’s not in Australia’s interests to get nuclear weapons if the US’s extended nuclear deterrence security guarantees remain strong. Despite Donald Trump’s suggestions on the campaign trail that Japan and South Korea should get nuclear weapons and look after themselves, there’s no sign that extended nuclear deterrence has weakened now that he’s in office. If anything, President Trump’s talk of unleashing ‘fire and fury’ against the threat of North Korea’s nuclear weapons and missile programs reinforces concerns that he might rush to first use of nuclear weapons in coming months.

Yet Trump’s erratic approach to foreign policy contributes to a perception of US strategic decline. The marginalisation of the political centre, together with bitter partisan bickering, undermines Washington’s ability to make coherent policy. That in turn weakens its ability to fund defence modernisation and meet the growing challenges from China and Russia. It provides fertile ground for neo-isolationist sentiment that promotes ‘America first’–type thinking on the right and left—and that may go further than Trump’s rhetoric in the future. White makes that strong point in his essay, noting that ‘it is hard to see future candidates blithely assuming that America should keep the world safe for everyone else as well, and it is hard to see them winning many votes if they do’. Any perception of a weakened or imminent collapse of the US security commitment to Asia would be the first trigger for Australia to begin seriously considering nuclear capabilities.

If the US were to turn further inward, its extended nuclear deterrence guarantees would likely disappear over the horizon. At that point, Australia would be far more exposed to major-power coercive threats—especially from a revisionist China that would rush to fill a security vacuum in the Asia–Pacific. Australia is on that front line, and already subject to intensive soft-power influence campaigns by the Chinese Communist Party. Those could easily be backed by hard power through forward deployment of Chinese military forces into our air and maritime approaches, as China develops forward bases in the South China Sea and pursues long-range air and naval capabilities.

The dilemma for Australia is that by the time we get to that future, it may be too late to fast-track the acquisition of nuclear weapons. Nukes are complex. They require sophisticated research and development, sustainment infrastructure, and expertise that are currently absent in Australia. They also require complex and potentially expensive delivery systems, including road-mobile ballistic missiles, or more survivable submarine-launched missile systems. A survivable command and control network would be an essential and expensive capability. Plus, we’d need to think about nuclear deterrence, and that demands we think about warfighting.

Our ability to develop a nuclear capability is also constrained by our support for the international non-proliferation regime, including the 1968 Nuclear Non-Proliferation Treaty. That raises the second trigger for nuclear acquisition—the collapse of nuclear non-proliferation norms. This could happen if the US failed to prevent North Korea from acquiring a fully operational nuclear weapons capability with an effective ICBM delivery system, or if the Joint Comprehensive Plan of Action with Iran fell apart completely. In a worst-case scenario, non-proliferation norms could collapse quickly, particularly if the US decided at the same time to pull back from its security commitments and instead adopt either an ‘offshore balancer’ role or, worse, a neo-isolationist posture.

If Australia is challenged by a rising major power that is nuclear armed, and if US extended nuclear deterrence and nuclear non-proliferation norms are weakened or gone, we’d be in the worst of all futures—and we’d have to make some hard choices. A massive boost in conventional capability alone does nothing to counter nuclear coercion. Nor is ballistic-missile defence a total solution. Both land- and sea-based systems have yet to be tested under realistic conditions. The tests that have occurred have been only partially successful, and it’s always easier to overwhelm a defence with greater offensive capability. To deter nuclear threats requires nuclear weapons, and having such a capability would reinforce any future non-nuclear deterrent by dissuading escalation dominance. Australia would not consider such a step lightly, but don’t expect much time for deep consideration if our policymakers are forced to confront this option.

The Iran nuclear deal: a strategy of hope?

Ramesh Thakur presents a strong case for challenging the Trump administration’s decision not to recertify the Joint Comprehensive Plan of Action (JCPOA). I’m in broad agreement with the points that he makes. His concluding thought about removing the requirement for recertification suggests a good path forward out of a potential disaster in which the US faces not only an aggressive and unpredictable nuclear-armed North Korea, but an Iran slipping back towards nuclear ambitions.

However, Ramesh’s fifth and sixth justifications for opposing President Trump’s stance in fact highlight critical weaknesses with the JCPOA, and expose the reality that it’s based on a strategy of hope. He states: ‘The JCPOA brought a 15-year respite from the threat of an Iranian bomb. The focus in this grace period should be to ensure Tehran’s full implementation and to change its incentive structure against nuclear weaponisation’, and he then notes that ‘The JCPOA gives political cover to moderates in Iran. An Iran re-engaged with the international community will reinvigorate a growing middle class and could give ballast to moderation and stability in Iran and the Middle East.’

The key challenge is how to achieve those goals. The main risk with the JCPOA is that it ‘sunsets’ in the 2026–2031 period—a mere 10 to 15 years from now. At that point, most restrictions are lifted (though IAEA monitoring will continue for an additional period), which means that Iran could, if it chose to do so, resume its path towards nuclear weapons acquisition. Iran can also exploit the letter of the agreement to make progress in key areas such as centrifuge technology, accelerating a breakout when the time is right. A legitimate question to ask is whether Iran may circumvent the JCPOA over time.

It’s also important to note that, in the interim, Iran will have benefited from the restoration of billions of dollars in funds previously withheld through sanctions, and it would be free in 2020 to begin acquiring advanced military capabilities and in 2023 to develop long-range ballistic missiles. That would imply an Iran that is militarily strong with advanced long-range weapon systems by the middle of the next decade.

Certainly the JCPOA buys the world time. Without it, Iran would rush to a nuclear-weapon capability now, as Ramesh notes. His analysis of US choices in that scenario—either accept Iran as a nuclear weapons state or go to war—is convincing. But lifting sanctions against Iran under the JCPOA doesn’t guarantee that a future Iranian regime won’t decide to pursue nuclear capabilities once the deal sunsets.

Furthermore, there’s no evidence that the Iranian state will shift its broad foreign policy objectives in a direction that’s more focused on cooperation and engagement with the region, and with the broader international community, and in doing so, preclude a perceived need for Iranian nuclear weapons in the future. Iran has demonstrated a willingness to intervene in conflicts in Iraq, Lebanon, Syria and Yemen to assert its influence along two corridors to the Mediterranean Sea. Iran also poses a direct challenge to Arab Gulf states and, of course, to Israel.

The deal, as it stands, is probably the best option at the moment to prevent an Iranian nuclear weapon in the next 15 years, but it shouldn’t be seen as a panacea to all the challenges posed by Iran, and it most certainly doesn’t prevent a future Iranian regime from emulating North Korea’s actions to test the resolve of the US and its partner. The North Koreans withdrew from the Nuclear Non-proliferation Treaty in 2003, after almost 10 years of supposed arms control cooperation under the 1994 Agreed Framework.

The way to avoid history repeating itself is to ensure that Iran is made aware of the costs of such a breakout through a mix of dissuasion and deterrence. In terms of dissuasion, inducements provided through careful economic and diplomatic engagement need to be complemented by a US–EU agreement for effective coordination in rapidly imposing sanctions in the event of an Iranian nuclear breakout. Military cooperation between NATO and the Gulf Cooperation Council could help to counter-balance Iran’s growing influence. Establishing deterrence by denial through NATO and regional ballistic missile defence system needs to be a priority. Existing sea- and land-based missile systems such as the European Phased Adaptive Approach employing systems like Aegis Ashore would make it more difficult for a future nuclear-armed Iran to coerce its neighbours. Missile defence also needs to be supported by non-nuclear prompt-strike capabilities that could threaten Iranian ballistic missiles potentially carrying nuclear or other warheads. New technologies such as hypersonic cruise missiles would fit that role nicely, and are likely to be emerging as possible options by the mid- to late 2020s. Finally, the US, UK and France need to think about the role nuclear deterrence can play in discouraging an Iranian nuclear breakout.

The objective shouldn’t be to replace the JCPOA but to mitigate risks after the Iran deal sunsets in the next decade, and to make an Iranian nuclear breakout at that time an unappealing and costly option for Tehran. This approach of generating greater cost for Iran if it chooses to challenge nuclear non-proliferation must be matched at the same time by political and economic inducements that help moderates in Iranian politics reinforce their power.

The wrong way to prevent nuclear war

A vast majority of countries want to eliminate the existential threat of nuclear catastrophe, and rightly so. But achieving a world free of nuclear weapons is easier said than done, and there is a risk that some attempts to do so could prove self-defeating.

Since the end of the Cold War, nuclear stockpiles around the world have been significantly reduced. Russia and the United States have each shrunk their nuclear arsenals by 80%, and during Barack Obama’s presidency, the US urged Russia to pursue further reductions. In Western Europe, the United Kingdom and France have both made their already small arsenals even smaller.

These countries had various reasons for reducing their stockpiles. But, as signatories to the 1968 Nuclear Non-Proliferation Treaty (NPT)—the foundation of global efforts to reduce the threat posed by nuclear weapons—they also had an obligation to do so.

In recent years, progress towards nuclear disarmament has stalled. Russia is currently modernising its strategic nuclear forces, and has started to mention its nuclear capacity more often in public statements. That explains why efforts to reduce nuclear arsenals in Western Europe have come to a halt. The US, for its part, is also reviewing its options for modernising its nuclear arsenal.

Meanwhile, Pakistan has continued to produce the fissile materials used in nuclear weapons. Efforts to make the Middle East a nuclear-free zone have gone nowhere, largely because of Israel. The international community could not agree on a way forward at NPT review conferences in 2005 and 2015. And, of course, North Korea’s nuclear ambitions have created another nuclear crisis in East Asia.

Against this backdrop, a large bloc of countries has proposed a far-reaching Treaty on the Prohibition of Nuclear Weapons, a draft of which was endorsed by 122 United Nations member states in early July. Unfortunately, what started as a worthwhile humanitarian effort has culminated in a severely flawed proposal.

Three issues stand out. First, since no nuclear states support a nuclear-ban treaty, the current proposal, by itself, would not rid the world of a single nuclear warhead. Worse, the new treaty could undermine the NPT, which, despite its own flaws, has far wider backing, including that of the five permanent members of the UN Security Council (China, France, Russia, the UK, and the US). Finally, by treating the concept of extended nuclear deterrence as illegal, or at least immoral, the draft treaty could actually threaten security in Europe and East Asia.

The initial draft treaty, when it was unveiled earlier this year, did not include language explicitly banning the use of nuclear weapons as a deterrent. But the version that countries voted on in July did. This is a critical change. The threat of a nuclear counterstrike is what keeps countries from using nuclear weapons in the first place. And so-called extended deterrence through alliances is what protects non-nuclear states from being blackmailed by nuclear states. Without extended deterrence, non-nuclear countries could see fit to acquire nuclear weapons of their own.

It is for this reason that the Netherlands, the only NATO country to participate in developing the nuclear-ban treaty, ultimately voted against it. Japan, the only country that has ever been attacked with nuclear weapons, has also withheld support for the treaty, because it relies on extended nuclear deterrence from the US.

Without such protection, Japan would be completely vulnerable to Chinese nuclear blackmail and North Korean missile attacks. Indeed, since diplomacy and deep sanctions have not put an end to North Korea’s nuclear program, nuclear deterrence stands as the only practical way to protect East Asian countries from nuclear blackmail or attack. Likewise, the vast majority of European countries—from Finland to Portugal—have no wish to reside in the shadow of Russian nuclear warheads with nothing to protect them.

By effectively banning deterrence, the draft treaty could make the world even less safe than it already is. Of course, proponents of the treaty argue that it would build up public support for a nuclear-weapons ban over time, eventually forcing the governments of nuclear states to give up their arsenals.

But this is pure naivete. No one with any connection to reality could seriously believe that the governments of China, Israel, Pakistan, and Russia will simply abandon their nuclear weapons because public opinion has turned against them.

Unfortunately, nuclear weapons are broadly popular in these countries, because they are seen as a security guarantor and a realisation of national ambitions on the world stage. Those of us who want a nuclear-free world do not have to agree with this outlook; but we had better not ignore it.

A more realistic approach would be to pursue further nuclear-weapons reductions in both the US and Russia, where serious risks still need to be addressed. To that end, it is vital that neither country modernises its nuclear arsenal in a way that is seen as expanding its nuclear capabilities. Instead, they must pave the way for further reductions.

In the Middle East, ending current conflicts and developing conflict-resolution mechanisms could help drive progress toward nuclear-free status over time. In this regard, the nuclear agreement between Iran and the P5+1 (the five permanent members of the UN Security Council, plus Germany) is an important first step.

As for South Asia, one hopes that a detente between India and Pakistan will facilitate better nuclear-arms control, even if the shadow of China—which sees its bomb as part of its place in the world—will still hang over India.

In the end, full-scale nuclear disarmament probably cannot be achieved with a single Big Bang. The world would be better served by an incremental approach based on the NPT, strategic arms reductions by the major powers, and conflict resolution in key regions.

In the best-case scenario, the proposed nuclear-ban treaty will be just a sideshow. But there is reason to fear that it will complicate ongoing efforts to reduce nuclear arsenals further, deepen the divide between nuclear- and non-nuclear states, and, in the worst-case scenario, even increase the risk of a nuclear conflict in key regions.

Understanding the UN’s new Treaty on the Prohibition of Nuclear Weapons

On the same day that the third and near-final draft of the text of the UN’s new Treaty on the Prohibition of Nuclear Weapons was released, North Korea tested its latest missile, boasting it had achieved intercontinental ballistic missile (ICBM) capability that brings Alaska within its range. Foreign Minister Julie Bishop joined world leaders in strongly criticising Pyongyang for defying international condemnation of its nuclear and missile program. Yet Australia has boycotted the UN talks, currently the world’s only efforts actually to promote nuclear disarmament. Given that, how much credibility and moral authority does Bishop’s criticism of North Korea have?

Reflecting the widespread dismissive attitude of the nuclear weapon states and allies sheltering under the US nuclear umbrella, Rod Lyon writes that ‘the ban treaty probably won’t remove a single nuclear weapon from the face of the earth’. The recalcitrant states have boycotted the UN ban conference on two grounds: the appropriate global normative framework for regulating nuclear weapons is the Nuclear Non-proliferation Treaty (NPT) and the mandated multilateral disarmament machinery is the Conference on Disarmament.

Newsflash: The Conference has not been able to agree on its own agenda for 20 years and the NPT has never eliminated a single warhead. After 49 years of existence, and 21 years after the World Court unanimously advised that under Article VI all NPT states parties have an obligation to engage in and bring to a conclusion good-faith negotiations on nuclear disarmament, the NPT count on elimination or a disarmament treaty is zero. The UN talks produced an agreed treaty within just one month of negotiations.

The state of nuclear arms control in 2017 shows three storylines:

  • No negotiations on arms control are currently being conducted between any of the nine countries that collectively possess 15,000 nuclear weapons (China, France, India, Israel, North Korea, Pakistan, Russia, the UK and the US).
  • The Preparatory Committee process for the 2020 NPT Review Conference began with the first committee in Vienna on 2–12 May.
  • The UN-mandated conference to negotiate a legally binding instrument to prohibit nuclear weapons met in New York on 27–31 March and 15 June–7 July. The final text was adopted on 7 July by 122 states. It prohibits the acquisition, development, production, manufacture, possession, transfer, receipt, testing, hosting, use and threat of use of nuclear weapons. The treaty is the most significant multilateral development on nuclear arms control in two decades, if not since the NPT itself in 1968.

The sobering first proposition effectively delegitimised the NPT as the dominant normative framework for nuclear arms control. The third proposition is the inevitable result of this disillusionment of the majority of the international community.

Against the twin backdrop of the receding nuclear arms control and disarmament tide and elevated nuclear threat levels, many countries concluded that fresh out-of-the-box efforts were needed by those who neither possessed nuclear weapons nor required the security of extended nuclear deterrence provided by the US. The normative prop for the new initiative was humanitarian principles. The majority of states have reclaimed nuclear agency and were determined to proclaim a more powerful and unambiguous prohibition norm.

The main impact of the UN nuclear ban treaty will be to reshape the global normative context: the prevailing cluster of laws (international, humanitarian, human rights), norms, rules, practices and discourse that shape how we think about and act in relation to nuclear weapons. Stigmatisation implies illegitimacy of a practice based on the collective moral revulsion of a community.

The foreseeable effects of use makes the doctrine of deterrence and the possession of nuclear weapons morally unacceptable to the community at large. Criticism of the treaty as ineffective in eliminating warheads, lacking credibility and impractical is therefore fundamentally misconceived: it confuses the normative impact of a prohibition treaty with the operational results of a full-fledged nuclear weapon convention.

The nuclear disarmament policy goals can be summarised as delegitimise, prohibit, cap, reduce, eliminate. In this five-part agenda, only those with nuclear weapons can undertake the last three tasks. But the rest—the vast majority of the international community—can pursue the first (delegitimisation) and second (prohibition) goals on their own, both as an affirmation of global norms and as one of the few means of exerting pressure on the possessor states to pursue the other three goals.

In this effort at stigmatisation, the ban treaty will draw on the UN’s long-recognised unique role as the sole custodian and dispenser of collective international legitimacy. By changing the prevailing normative structure, it will shift the balance of costs and benefits of possession, deterrence doctrines and deployment practices, and create a deepening crisis of legitimacy.

Stigmatisation and prohibition are the necessary—not sufficient, but necessary—precursors to elimination. The conference was mandated by the General Assembly explicitly to negotiate a prohibition treaty leading to the eventual elimination of nuclear weapons. The boycotting states engaged in a petulant defiance of a duly constituted and UN-mandated multilateral conference and thereby defied the international community and disrespected two-thirds of the NPT membership. Going by the experience of the Chemical Weapons Convention and previous efforts at dismantling nuclear weapons stockpiles, the safe, secure, verified and irreversible decommissioning, dismantlement and destruction of all bombs following a nuclear weapon convention could take between one and two decades.

Just like the nuclear-armed and umbrella states, in the end even Rod Lyon confesses to believing in abolition, but only as ‘the ultimate goal’. It calls to mind St Augustine’s prayer: ‘Lord, make me chaste. But not just yet.’

Re-envisioning the second nuclear age

Banksy's 'Bomb Hugger'

Concepts are long-lived in the world of strategy—so long-lived that we need to revisit them periodically to confirm that their meaning hasn’t shifted. Lately, I’ve started thinking that the notion of a ‘second nuclear age’ has matured a lot during the last twenty years. Indeed, the concept has evolved through three distinct variations, each a little more worrying than its predecessor.

In its first formulation, the concept warned of the potential failure of deterrence doctrine when nuclear weapons spread to ‘rogue states’ such as North Korea. That’s because strategists in the 1990s found it difficult to imagine the circumstances in which nuclear weapons would once more have the prominence in great-power relationships that they had during the Cold War years. In consequence, there was an emphasis placed on the new, the weak and the poor—‘underdogs’ Robert O’Neill once called them—as the future problems of the nuclear world.

In that vein, Keith Payne’s Deterrence in the Second Nuclear Age (1995) and Paul Bracken’s Fire in the East (1999) both signalled the difficulties that deterrence encountered from proliferation. Bracken wrote of a second nuclear age characterised by nationalism rather than ideology; a willingness to use other kinds of weapons of mass destruction, like chemical weapons; impoverished nuclear weapon states; shaky command and control systems; difficulties in communicating and bargaining with the West; deliberate reductions in conventional capabilities to permit greater nuclear capacities; and less willingness to model deterrence policies upon the strict logic of game theory. Read more

Iran: has the leopard changed its spots?

Hassan Rouhani, the 7th President of Iran.The Interim Agreement reached in Geneva last Saturday between the P5+1 and Iran over the latter’s nuclear program is a high-stakes gamble for Middle-East security. At best the deal somewhat slows Iran’s capacity over the next six months to advance its nuclear program. At worst it could spark a race to proliferation in the Middle East and encourage an Israeli strike on Iran. Much depends on the inherently unlikely proposition that the Iranian leopard has changed its spots and will accept an agreement in six months that will be significantly more intrusive and limiting of its nuclear capabilities.

Commenting on the interim agreement, US President Barack Obama set out the limitations agreed by Tehran:

Iran has committed to halting certain levels of enrichment and neutralizing part of its stockpiles. Iran cannot use its next-generation centrifuges, which are used for enriching uranium. Iran cannot install or start up new centrifuges, and its production of centrifuges will be limited. Iran will halt work at its plutonium reactor. And new inspections will provide extensive access to Iran’s nuclear facilities and allow the international community to verify whether Iran is keeping its commitments.

Read more

The logic and ethics of nuclear reliance

Paper cranes (Senbazuru) at Hiroshima and Nagasaki peace memorial in Ueno Park, TokyoPaul Dibb’s account of the 1983 Able Archer incident (and blog posts here and here) is disturbing—as much for the questions it doesn’t raise as for the details of the misperceptions that nearly led to a nuclear exchange. His account does two things well: it highlights some of the dangers inherent in nuclear deterrence towards the end of the Cold War, at a time when numerous crisis stability mechanisms were in place, and it draws out lessons for the evolving US–China relationship. But it doesn’t ask the most important questions. First, is continuing reliance on nuclear deterrence by the nuclear weapon possessors and their allies, including Australia, a wise strategic choice? And, second, are officials, political leaders, and analysts being honest with themselves and the public regarding the ethical dilemmas associated with nuclear weapons?

 As Dibb admits in his article, ‘we shouldn’t be complacent when it comes to contemplating the risk of nuclear weapons being used one day’. In my opinion, failing to at least raise these questions is an example of just such complacency.

Deterrence proponents justify the retention of nuclear weapons using the theory that they help prevent major conventional wars—wars that could engulf the world, as happened twice last century, causing immense destruction and suffering. It’s often argued that these weapons are a necessary evil, that we’re all safer with them than we would be without them. But is this actually true, or is it part of a mythology that has been built and sustained by influential nuclear proponents? The historic record of the nuclear age, which is being painstakingly pieced together using freedom of information requests, provides concrete evidence that the world has come extremely close to nuclear catastrophe on numerous occasions. The record also shows that most of these incidents have been kept hushed up for decades due to official concern that they could undermine public faith in nuclear deterrence. Is this responsible and ethical behaviour? Surely not—and those who continue to claim that nuclear weapons, including weapons on high alert, pose acceptable levels of risk need to take a long hard look at their arguments. Read more